Key facts
- This page summarizes Mark A. Smith's Form 5 filing for BION ENVIRONMENTAL TECHNOLOGIES INC (BNET).
- 0 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 01 Aug 2024, 17:30.
Key filing fact
Ownership activity is grounded in SEC Form 5 disclosures.
Shares, units, or other non-derivative securities reported in this filing.
No transaction description listed
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Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
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Additional SEC filing notes
Section 16 status
Mark A. Smith is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Footnote F1
As of July 31, 2024, Mr. Smith and his spouse are the owners of 4,476,545 shares of common stock. 1,624,323 shares are registered to Mr. Smith's wife. The total number of shares of common stock was understated, in error, on the April 3, 2024 Form 4 report by 55,443 shares.
Footnote F2
The total number of shares held by Lotaylingkyur LLC was understated, in error, on the April 3, 2024 Form 4 report by 1400 shares. Lotaylingkyur LLC is controlled by Mr. Smith and his wife.
Footnote F3
As of July 31, 2024, the balance of the 2020 Convertible Obligation owned by Mr. Smith was $121,075.58 convertible into 242,152 units (each unit consisting of one share and one warrant exercisable at $.75/warrant).
Footnote F4
As of July 31,2024, Mr. Smith has a balance of $75,751 deferred compensation which is convertible at the market price of $0.31 into 244,359 shares of common stock.
SEC remarks
On July 31, 2024 Mark Smith commenced his retirement including from his various positions (including Director, President, Interim CFO and General Counsel at the Company (and its subsidiaries). This will be Mr. Smith's final filing.