David E. Lazar - 30 Jul 2024 Form 4 Insider Report for OPGEN INC (OPGN)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
01 Aug 2024, 17:25:45 UTC
Prior SEC filing
13 May 2024
Next SEC filing
21 Oct 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ David E. Lazar

Key filing fact

David E. Lazar filed Form 4 for OPGEN INC (OPGN) on 01 Aug 2024.

Key facts

  • This page summarizes David E. Lazar's Form 4 filing for OPGEN INC (OPGN).
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 01 Aug 2024, 17:25.

Change

  • Previous filing in this sequence was filed on 13 May 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OPGN transaction Derivative

Series E Convertible Preferred Stock

Sale

Transaction value
Shares
-550,000
Change %
-100%
Price
Shares after
0
Date
30 Jul 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,320,000
Exercise price
Footnotes
F1, F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

On July 30, 2024, David E. Lazar (the "Reporting Person") entered into a securies purchase agreement with AEI Capital Group, a third party, pursuant to which the Reporting Person sold (i) 550,000 shares of Series E Convertible Preferred Stock (the "Series E Preferred Stock") of OpGen, Inc. (the "Company") and (ii) the rights to acquire an additional 2,450,000 shares of Series E Preferred Stock for $2,450,000 pursuant to an agreement between the Reporting Person and the Company.

Footnote F2

The shares of Series E Preferred Stock are convertible at the option of the Reporting Person for no additional consideration.

Footnote F3

The Series E Preferred Stock is perpetual and therefore has no expiration date.

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