Key facts
- This page summarizes Argus Seller, LP's Form 4 filing for NASDAQ, INC. (NDAQ).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 30 Jul 2024, 17:51.
Argus Seller, LP - 29 Jul 2024 Form 4 Insider Report for NASDAQ, INC. (NDAQ)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- NDAQ
- Reported as of
- 29 Jul 2024
- Net transaction value
- -$2,764,295,688
- SEC form
- 4
- Accepted by SEC
- 30 Jul 2024, 17:51:29 UTC
- Prior SEC filing
- 03 Nov 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Holden Spaht, Vice President and Assistant Treasurer of Argus Seller, LP
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Argus Seller, LP filed Form 4 for NASDAQ, INC. (NDAQ) on 30 Jul 2024.
Change
- Previous filing in this sequence was filed on 03 Nov 2023.
- Current net transaction value: -$2,764,295,688.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NDAQ
transaction
Common Stock, par value $0.01 per share
Sale
- Transaction value
- $2,764,295,688
- Shares
- -42,804,207
- Change %
- -50%
- Price
- $64.58
- Shares after
- 42,804,207
- Date
- 29 Jul 2024
- Ownership
- Direct
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Argus Seller, LP is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
On July 29, 2024, the Reporting Persons sold an aggregate of 42,804,207 shares of the Issuer's Common Stock, par value $0.01 per share, in an underwritten public offering pursuant to the Issuer's Registration Statement on Form S-3 (File No. 333-279011).
Footnote F2
Consists of 42,804,207 shares held directly by Argus Seller, LP ("Argus Seller").
Footnote F3
Thoma Bravo UGP, LLC ("Thoma Bravo UGP") is the ultimate general partner of certain investment funds affiliated with Thoma Bravo UGP (the "Thoma Bravo Funds"), and the Thoma Bravo Funds and certain unaffiliated investors are limited partners of Argus Seller. By virtue of the relationships described in this footnote, Thoma Bravo UGP may be deemed to beneficially own shares of Common Stock directly owned by Argus Seller. The Thoma Bravo Funds and Thoma Bravo UGP disclaim beneficial ownership of the shares of Common Stock directly owned by Argus Seller except to the extent of their pecuniary interest therein.