Key facts
- This page summarizes Sreeniwas Prabhu's Form 3/A filing for Angel Oak Mortgage REIT, Inc. (AOMR).
- 0 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 30 Jul 2024, 16:38.
Sreeniwas Prabhu - 28 Sep 2022 Form 3/A Insider Report for Angel Oak Mortgage REIT, Inc. (AOMR)
- Reporting relationship
- CEO & President
- Issuer ticker
- AOMR
- Reported as of
- 28 Sep 2022
- Net transaction value
- $0
- SEC form
- 3/A
- Accepted by SEC
- 30 Jul 2024, 16:38:31 UTC
- Original report date
- 04 Oct 2022
- Prior SEC filing
- 29 Aug 2024
- Next SEC filing
- 16 May 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ David Gordon, as attorney-in-fact for Sreeniwas Prabhu
Source evidence
Original filing metadata and source links for verification.
6 source fields
Reporting owner
1 detail
Key filing fact
Sreeniwas Prabhu filed Form 3/A for Angel Oak Mortgage REIT, Inc. (AOMR) on 30 Jul 2024.
Change
- Previous filing in this sequence was filed on 29 Aug 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3/A disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AOMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 315,000
- Date
- 28 Sep 2022
- Ownership
- By Falcons I, LLC
- Footnotes
- F1
AOMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 66,521
- Date
- 28 Sep 2022
- Ownership
- Direct
- Footnotes
- F2, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
The reporting person is one of two members of Falcons I, LLC and, accordingly, may be deemed to be the beneficial owner of the shares held by Falcons I, LLC. The reporting person disclaims beneficial ownership of the shares of common stock held by Falcons I, LLC, except to the extent of his pecuniary interest therein.
Footnote F2
Of this number, 25,732 shares were received in connection with the closing of the Issuer's initial public offering, via a distribution of 25,732 shares from Angel Oak Mortgage Fund, L.P., pursuant to the terms of its limited partnership agreement, representing his pro rata limited partnership interest, which acquisition should be exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 under the Exchange Act.
Footnote F3
Of this number, 15,789 shares of restricted stock were granted on June 21, 2021, vesting in three equal annual installments commencing on the one-year anniversary of the grant date, subject to the reporting person's continued service to the Issuer through the applicable vesting date.
Footnote F4
Includes 25,000 shares that were inadvertently not previously reported.