Shelley J. Bausch - 27 Jul 2024 Form 4 Insider Report for Axalta Coating Systems Ltd. (AXTA)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
30 Jul 2024, 16:38:02 UTC
Prior SEC filing
03 Jul 2024
Next SEC filing
05 Aug 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Mark Sherman, attorney-in-fact

Key filing fact

Shelley J. Bausch filed Form 4 for Axalta Coating Systems Ltd. (AXTA) on 30 Jul 2024.

Key facts

  • This page summarizes Shelley J. Bausch's Form 4 filing for Axalta Coating Systems Ltd. (AXTA).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 30 Jul 2024, 16:38.

Change

  • Previous filing in this sequence was filed on 03 Jul 2024.
  • Current net transaction value: -$203,362.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AXTA transaction

Common Shares

Options Exercise

Transaction value
Shares
+16,267
Change %
+36%
Price
Shares after
61,434
Date
27 Jul 2024
Ownership
Direct
Footnotes
F1
AXTA transaction

Common Shares

Tax liability

Transaction value
$203,362
Shares
-5,832
Change %
-9.5%
Price
$34.87
Shares after
55,602
Date
27 Jul 2024
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AXTA transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-16,267
Change %
-100%
Price
$0.000000*
Shares after
0
Date
27 Jul 2024
Ownership
Direct
Underlying class
Common Shares
Underlying amount
16,267
Exercise price
Footnotes
F1, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Restricted stock units convert into common shares on a one-for-one basis.

Footnote F2

Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Footnote F3

On July 27, 2022, the reporting person was granted 32,533 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date.

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