Key facts
- This page summarizes Laurence W. Lytton's Form 4 filing for LIQTECH INTERNATIONAL INC (LIQT).
- 2 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 13 May 2022, 20:15.
Laurence W. Lytton - 13 May 2022 Form 4 Insider Report for LIQTECH INTERNATIONAL INC (LIQT)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- LIQT
- Reported as of
- 13 May 2022
- Net transaction value
- +$4,991,375
- SEC form
- 4
- Accepted by SEC
- 13 May 2022, 20:15:35 UTC
- Prior SEC filing
- 25 Jan 2022
- Next SEC filing
- 23 Oct 2024
- Source filing
- View source filing
- Reporting owner signature
- Laurence W. Lytton
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Laurence W. Lytton filed Form 4 for LIQTECH INTERNATIONAL INC (LIQT) on 13 May 2022.
Change
- Previous filing in this sequence was filed on 25 Jan 2022.
- Current net transaction value: +$4,991,375.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LIQT
transaction
Common Stock
Purchase
- Transaction value
- $687,500
- Shares
- +1,375,000
- Change %
- +89%
- Price
- $0.5000
- Shares after
- 2,926,957
- Date
- 13 May 2022
- Ownership
- Direct
LIQT
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 717,891
- Date
- 13 May 2022
- Ownership
- See Note
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LIQT
transaction
Derivative
Pre-Funded Common Stock Purchase Warrant
Purchase
- Transaction value
- $4,303,875
- Shares
- +8,625,000
- Change %
- +2156%
- Price
- $0.4990
- Shares after
- 9,025,000
- Date
- 13 May 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 8,625,000
- Exercise price
- $0.001000
- Footnotes
- F2, F3
LIQT
holding
Derivative
Pre-Funded Common Stock Purchase Warrant
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 615,000
- Date
- 13 May 2022
- Ownership
- See Note 1
- Underlying class
- Common Stock
- Underlying amount
- 615,000
- Exercise price
- $0.001000
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Laurence W. Lytton is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
Mr. Lytton may be deemed to beneficially own these securities indirectly because he has investment discretion over the securities accounts of certain of his family members and their trusts, investment entities and foundations in which these securities are held. Mr. Lytton disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Footnote F2
The pre-funded warrants do not have an expiration date.
Footnote F3
The pre-funded warrants may be exercised to purchase shares of common stock of the issuer, subject to a 9.99% beneficial ownership limitation.