Thomas Frederick Siegel - 25 Jul 2024 Form 4 Insider Report for MariaDB plc

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
29 Jul 2024, 16:05:17 UTC
Prior SEC filing
26 Jun 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Thomas Siegel

Key filing fact

Thomas Frederick Siegel filed Form 4 for MariaDB plc on 29 Jul 2024.

Key facts

  • This page summarizes Thomas Frederick Siegel's Form 4 filing for MariaDB plc.
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 29 Jul 2024, 16:05.

Change

  • Previous filing in this sequence was filed on 26 Jun 2023.
  • Current net transaction value: -$357,500.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MRDB transaction

Ordinary Shares

Disposed to Issuer

Transaction value
$89,375
Shares
-162,500
Change %
-100%
Price
$0.5500
Shares after
0
Date
25 Jul 2024
Ownership
Direct
Footnotes
F1
MRDB transaction

Ordinary Shares

Disposed to Issuer

Transaction value
$268,125
Shares
-487,500
Change %
-100%
Price
$0.5500
Shares after
0
Date
25 Jul 2024
Ownership
Direct
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The reported securities were tendered pursuant to the unsolicited offer (the "Offer") by Meridian BidCo LLC, a Delaware limited liability company, an affiliate of K1 Investment Management, LLC, a Delaware limited liability company, to purchase all of the issued and to be issued ordinary shares of $0.01 each (nominal value) of MariaDB plc (each a "MariaDB Share"). These MariaDB Shares were tendered for purchase pursuant to the Offer and converted into the right to receive $0.55 in cash per MariaDB Share.

Footnote F2

Represents outstanding restricted stock unit awards ("RSUs").

Footnote F3

Pursuant to the closing of the Offer, each outstanding RSU whether vested or unvested was cancelled and automatically converted into the right to receive $0.55 in cash per MariaDB Share issuable in settlement of such RSU immediately before the closing of the Offer, net of any withholding taxes required to be deducted and withheld by applicable law.

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