Gary J. Nabel - 24 Jul 2024 Form 4 Insider Report for OPKO HEALTH, INC. (OPK)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
26 Jul 2024, 19:05:39 UTC
Prior SEC filing
27 Jun 2024
Next SEC filing
29 May 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Steven D. Rubin, Attorney-in-Fact

Key filing fact

Gary J. Nabel filed Form 4 for OPKO HEALTH, INC. (OPK) on 26 Jul 2024.

Key facts

  • This page summarizes Gary J. Nabel's Form 4 filing for OPKO HEALTH, INC. (OPK).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 26 Jul 2024, 19:05.

Change

  • Previous filing in this sequence was filed on 27 Jun 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OPK transaction

Common Stock

Award

Transaction value
$0
Shares
+437,500
Change %
+166%
Price
$0.000000
Shares after
700,579
Date
24 Jul 2024
Ownership
Direct
Footnotes
F1
OPK holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
351,442
Date
24 Jul 2024
Ownership
See Footnote
Footnotes
F2
OPK holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
220,689
Date
24 Jul 2024
Ownership
By Spouse
Footnotes
F3
OPK holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
19,912,459
Date
24 Jul 2024
Ownership
See Footnote
Footnotes
F4
OPK holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
$19,912,459
Date
24 Jul 2024
Ownership
See Footnote
Footnotes
F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Each restricted stock unit represents a contingent right to receive one share of OPKO common stock upon the vesting of the award. The restricted stock units vest 50% on the second anniversary of the grant date, then 25% on each of the following two years.

Footnote F2

Shares held by the Nabel Family Investments LLC, of which the Reporting Person is the manager with sole investment power and has an approximately 48% interest through the parent trust, the 2009 Nabel Family Children's Trust of which the Reporting Person has sole control, and sole investment power. The Reporting Per disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be dee admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Footnote F3

Shares held by the Elizabeth G. Nabel ROTH Contributory IRA. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Footnote F4

Shares held by the GJN 2021 TRUST for the benefit of the Reporting Person's spouse and descendants, and for which the Reporting Person's spouse serves as co-trustee together with an independent trustee. The Reporting Person's spouse and the independent trustee serve as investment advisors of the trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Footnote F5

Shares held by the EGN 2021 TRUST for the benefit of the Reporting Person and his descendants, and for which an independent trustee has been appointed. The Reporting Person and the independent trustee serve as investment advisors of the trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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