Steven J. Gilbert - 14 Jun 2022 Form 4 Insider Report for Oaktree Capital Group, LLC (OAK-PA)

Reporting relationship: Director
Issuer ticker: OAK-PA
Reported as of: 14 Jun 2022
Net transaction value: +$473,817
SEC form: 4
Accepted by SEC: 16 Jun 2022, 16:57:53 UTC
Prior SEC filing: 17 May 2022
Next SEC filing: 06 Mar 2023
Source filing: View source filing
Reporting owner signature: /s/ Richard Ting, Attorney-in-fact

Key filing fact

Steven J. Gilbert filed Form 4 for Oaktree Capital Group, LLC (OAK-PA) on 16 Jun 2022.

Key facts

This page summarizes Steven J. Gilbert's Form 4 filing for Oaktree Capital Group, LLC (OAK-PA).
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 16 Jun 2022, 16:57.

Change

Previous filing in this sequence was filed on 17 May 2022.
Current net transaction value: +$473,817.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OAK transaction

Series A Preferred

Purchase

Transaction value: $356,070
Shares: +15,000
Change %: +356%
Price: $23.74
Shares after: 19,211
Date: 14 Jun 2022
Ownership: Direct
Footnotes: F1

OAK transaction

Series B Preferred

Purchase

Transaction value: $117,747
Shares: +5,000
Change %: +20%
Price: $23.55
Shares after: 30,000
Date: 14 Jun 2022
Ownership: Direct
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

This transaction was executed in multiple trades at prices ranging from $23.58 to $23.75. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of units and prices at which the transaction was effected.

Footnote F2

This transaction was executed in multiple trades at prices ranging from $23.47 to $23.55. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of units and prices at which the transaction was effected.