Key facts
- This page summarizes Joshua Baumgarten's Form 4 filing for TPG Inc. (TPG).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 24 Jul 2024, 16:30.
Joshua Baumgarten - 22 Jul 2024 Form 4 Insider Report for TPG Inc. (TPG)
- Reporting relationship
- Director
- Issuer ticker
- TPG
- Reported as of
- 22 Jul 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 24 Jul 2024, 16:30:36 UTC
- Prior SEC filing
- 07 May 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Bradford Berenson, as attorney-in-fact (3)
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Joshua Baumgarten filed Form 4 for TPG Inc. (TPG) on 24 Jul 2024.
Change
- Previous filing in this sequence was filed on 07 May 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
TPG
transaction
Derivative
Alabama Investments (Parallel), LP Units
Award
- Transaction value
- $0
- Shares
- +4,288
- Change %
- +0.12%
- Price
- $0.000000
- Shares after
- 3,608,028
- Date
- 22 Jul 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 4,288
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
On July 22, 2024, 4,288 additional units ("API Units") of Alabama Investments (Parallel), LP ("API") were allocated automatically to the Reporting Person in accordance with API's limited partnership agreement upon their forfeiture by a former partner of API.
Footnote F2
Pursuant to the Amended and Restated Exchange Agreement filed by TPG Inc. (the "Issuer") with the Securities and Exchange Commission (the "Commission") on November 2, 2023, API Units are ultimately exchangeable for cash or, at the Issuer's election, shares of Class A common stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments and transfer restrictions (the "exchange consideration"). Upon an exchange of API Units, an equal number of Common Units of TPG Operating Group II, L.P. held by API are exchanged on a one-for-one basis for the exchange consideration, and an equal number of shares of Class B common stock of the Issuer also held by API will be automatically cancelled for no additional consideration. Each share of Class B common stock entitles the holder to ten votes per share but carries no economic rights.
SEC remarks
(3) Bradford Berenson is signing on behalf of Mr. Baumgarten pursuant to the power of attorney dated December 15, 2023, which was previously filed with the Commission.