Key facts
- This page summarizes Elliot Stein Jr.'s Form 4 filing for Apollo Senior Floating Rate Fund Inc..
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 24 Jul 2024, 16:05.
Elliot Stein Jr. - 22 Jul 2024 Form 4 Insider Report for Apollo Senior Floating Rate Fund Inc.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 22 Jul 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 24 Jul 2024, 16:05:11 UTC
- Prior SEC filing
- 02 Jul 2024
- Next SEC filing
- 02 Oct 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Elliot Stein, Jr.
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Elliot Stein Jr. filed Form 4 for Apollo Senior Floating Rate Fund Inc. on 24 Jul 2024.
Change
- Previous filing in this sequence was filed on 02 Jul 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AFT
transaction
Common Stock
Disposed to Issuer
- Transaction value
- Shares
- -700
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 22 Jul 2024
- Ownership
- Direct
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
Disposed of upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Senior Floating Rate Fund Inc., a Maryland corporation ("AFT"), AFT Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of AFT's common stock, par value $0.001 per share, was converted into the right to receive 0.9547 shares of MFIC's common stock, par value $0.001 per share.