Key facts
- This page summarizes Neal Harmon's Form 3/A filing for Angel Studios, Inc..
- 0 reported transactions and 6 derivative rows are listed below.
- Accepted by SEC: 24 Jul 2024, 11:59.
Neal Harmon - 29 Apr 2024 Form 3/A Insider Report for Angel Studios, Inc.
- Reporting relationship
- Chief Executive Officer, Director
- Issuer ticker
- N/A
- Reported as of
- 29 Apr 2024
- Net transaction value
- $0
- SEC form
- 3/A
- Accepted by SEC
- 24 Jul 2024, 11:59:39 UTC
- Original report date
- 29 Apr 2024
- Next SEC filing
- 17 Jul 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Patrick J. Reilly, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Neal Harmon filed Form 3/A for Angel Studios, Inc. on 24 Jul 2024.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3/A disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
No ticker
holding
Class B Common Stock, par value $0.001 per share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 12
- Date
- 29 Apr 2024
- Ownership
- Direct
No ticker
holding
Class C Common Stock, par value $0.001 per share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5,205
- Date
- 29 Apr 2024
- Ownership
- See Footnote
- Footnotes
- F1
No ticker
holding
Class F Common Stock, par value $0.001 per share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,117,891
- Date
- 29 Apr 2024
- Ownership
- See Footnote
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
No ticker
holding
Derivative
Stock Option
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 29 Apr 2024
- Ownership
- Direct
- Underlying class
- Class F Common Stock
- Underlying amount
- 3,500
- Exercise price
- $0.3200
- Footnotes
- F3
No ticker
holding
Derivative
Stock Option
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 29 Apr 2024
- Ownership
- Direct
- Underlying class
- Class F Common Stock
- Underlying amount
- 35,555
- Exercise price
- $0.3200
- Footnotes
- F3
No ticker
holding
Derivative
Stock Option
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 29 Apr 2024
- Ownership
- Direct
- Underlying class
- Class F Common Stock
- Underlying amount
- 2,600
- Exercise price
- $0.3200
- Footnotes
- F3
No ticker
holding
Derivative
Stock Option
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 29 Apr 2024
- Ownership
- Direct
- Underlying class
- Class F Common Stock
- Underlying amount
- 13,158
- Exercise price
- $3.42
- Footnotes
- F3
No ticker
holding
Derivative
Stock Option
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 29 Apr 2024
- Ownership
- Direct
- Underlying class
- Class F Common Stock
- Underlying amount
- 7,000
- Exercise price
- $8.90
- Footnotes
- F4
No ticker
holding
Derivative
Stock Option
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 29 Apr 2024
- Ownership
- Direct
- Underlying class
- Class C Common Stock
- Underlying amount
- 25,448
- Exercise price
- $14.18
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
These shares of Class C Common Stock are held by an immediate family member of Mr. Harmon sharing the same household. Mr. Harmon is thus deemed to hold an indirect pecuniary interest in these shares of Class C Common Stock.
Footnote F2
Mr. Harmon owns an indirect pecuniary interest in these shares of Class F Common Stock by virtue of his 47.41% proportionate interest in their owner, Harmon Ventures, LLC.
Footnote F3
Represent fully-vested stock options exercisable for shares of Class F Common Stock.
Footnote F4
Represent stock options exercisable for shares of Class F Common Stock. Twenty-five percent (25%) of these options vested on November 2, 2022, with the remaining options vesting in equal monthly installments through November 2, 2025.
Footnote F5
This Amendment is being filed to correct an erroneous entry, on the sixth line of Table II of the Form 3 filed on April 29, 2024, to 25,448 stock options exercisable for shares of Class F Common Stock. As correctly reflected on the sixth line of Table II of this Amendment, the 25,448 stock options are instead exercisable for shares of Class C Common Stock. These options will vest in 10 tranches, equally divided, with each tranche becoming vested based on a series of increasing stock price milestones.