Key facts
- This page summarizes Julianna Balicka's Form 4 filing for HOPE BANCORP INC (HOPE).
- 3 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 23 Jul 2024, 20:00.
Julianna Balicka - 19 Jul 2024 Form 4 Insider Report for HOPE BANCORP INC (HOPE)
- Reporting relationship
- EVP, CFO
- Issuer ticker
- HOPE
- Reported as of
- 19 Jul 2024
- Net transaction value
- +$117,497
- SEC form
- 4
- Accepted by SEC
- 23 Jul 2024, 20:00:08 UTC
- Prior SEC filing
- 29 Apr 2024
- Next SEC filing
- 25 Mar 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/Claire Hur as attorney-in-fact for Julianna Balicka
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Julianna Balicka filed Form 4 for HOPE BANCORP INC (HOPE) on 23 Jul 2024.
Change
- Previous filing in this sequence was filed on 29 Apr 2024.
- Current net transaction value: +$117,497.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HOPE
transaction
Common Stock
Award
- Transaction value
- $117,497
- Shares
- +9,259
- Change %
- +40%
- Price
- $12.69
- Shares after
- 32,475
- Date
- 19 Jul 2024
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
HOPE
transaction
Derivative
Performance-based Restricted Stock Units
Award
- Transaction value
- Shares
- +4,629
- Change %
- Price
- Shares after
- 4,629
- Date
- 19 Jul 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,629
- Exercise price
- Footnotes
- F2
HOPE
transaction
Derivative
Performance-based Restricted Stock Units
Award
- Transaction value
- Shares
- +4,630
- Change %
- Price
- Shares after
- 4,630
- Date
- 19 Jul 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,630
- Exercise price
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Total 9,259 Restricted Stock Units ("RSU") were granted on July 19, 2024 pursuant to the Hope Bancorp, Inc. 2024 Equity Incentive Plan ("2024 EIP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 3,086 shares will each vest on July 21, 2025 and March 20, 2026, and 3,087 shares will vest on March 22, 2027.
Footnote F2
4,629 performance-based RSUs ("PRSU") were granted on July 19, 2024 pursuant to the 2024 IEP and subject to cliff vesting following completion of a 3-year performance period. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute return on average tangible common equity. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.
Footnote F3
4,630 PRSU were granted on July 19, 2024 pursuant to the 2024 IEP and subject to cliff vesting following a three-year performance period. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over 12 quarter period from January 1, 2024 through December 31, 2026. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.