Dominic Rodrigues - 25 Jun 2024 Form 4 Insider Report for PROVECTUS BIOPHARMACEUTICALS, INC. (PVCT)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
23 Jul 2024, 17:20:06 UTC
Prior SEC filing
20 Sep 2022
Next SEC filing
30 Sep 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Dominic Rodrigues

Key filing fact

Dominic Rodrigues filed Form 4 for PROVECTUS BIOPHARMACEUTICALS, INC. (PVCT) on 23 Jul 2024.

Key facts

  • This page summarizes Dominic Rodrigues's Form 4 filing for PROVECTUS BIOPHARMACEUTICALS, INC. (PVCT).
  • 2 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 23 Jul 2024, 17:20.

Change

  • Previous filing in this sequence was filed on 20 Sep 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PVCT transaction Derivative

Series D Convertible Preferred Stock

Disposed to Issuer

Transaction value
$0
Shares
-11,416,242
Change %
-100%
Price
$0.000000*
Shares after
0
Date
25 Jun 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
11,416,242
Exercise price
Footnotes
F1, F2, F3
PVCT transaction Derivative

Series D-1 Convertible Preferred Stock

Award

Transaction value
$0
Shares
+1,141,626
Change %
Price
$0.000000
Shares after
1,141,626
Date
25 Jun 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
11,416,260
Exercise price
Footnotes
F2, F4, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Each share of Series D Convertible Preferred Stock, par value $0.001 per share ("Series D Convertible Preferred Stock") is convertible into one share of the Issuer's common stock, par value $0.001 per share ("Common Stock").

Footnote F2

On June 25, 2024, 11,416,242 shares of Series D Convertible Preferred Stock held by the Reporting Person were converted into 1,141,626 shares of Series D-1 Convertible Preferred Stock, par value $0.001 per share ("Series D-1 Convertible Preferred Stock"), pursuant to that certain Conversion Agreement, dated June 21, 2024, by and between the Reporting Person and the Issuer.

Footnote F3

The Series D Convertible Preferred Stock will automatically convert into Common Stock on June 20, 2026, unless earlier converted into Common Stock in accordance with the terms of the Certificate of Designation for the Series D Convertible Preferred Stock.

Footnote F4

Each share of Series D-1 Convertible Preferred Stock is convertible into 10 shares of the Issuer's Common Stock.

Footnote F5

The Series D-1 Convertible Preferred Stock will automatically convert into Common Stock on June 20, 2026, unless earlier converted into Common Stock in accordance with the terms of the Certificate of Designation for the Series D-1 Convertible Preferred Stock.

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