Anthony M. Manning - 15 Jul 2024 Form 4 Insider Report for PALATIN TECHNOLOGIES INC (PTNT)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
16 Jul 2024, 16:31:20 UTC
Prior SEC filing
13 Jun 2024
Next SEC filing
16 Jun 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Anthony M. Manning, by Stephen A. Slusher, Attorney-In-Fact

Key filing fact

Anthony M. Manning filed Form 4 for PALATIN TECHNOLOGIES INC (PTNT) on 16 Jul 2024.

Key facts

  • This page summarizes Anthony M. Manning's Form 4 filing for PALATIN TECHNOLOGIES INC (PTNT).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 16 Jul 2024, 16:31.

Change

  • Previous filing in this sequence was filed on 13 Jun 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PTN transaction

Common Stock

Award

Transaction value
$0
Shares
+12,000
Change %
+50%
Price
$0.000000
Shares after
36,080
Date
15 Jul 2024
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PTN transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+17,000
Change %
+46%
Price
$0.000000
Shares after
54,280
Date
15 Jul 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
17,000
Exercise price
$1.83
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 4, 2025. The restricted share units were granted by the Compensation Committee on June 4, 2024, which grant was subject to certification by the Chief Financial Officer that the shareholders had increased the shares reserved under the 2011 Stock Incentive Plan, and that there were no impediments to the grant of the options. The required certification was made on July 15, 2024.

Footnote F2

The option vests on June 4, 2025, and in the event that the director does not serve until June 30, 2025, is prorated based on the period of service at the rate of 1/12 per month on the last day of each month, starting on July 31, 2024. The options were granted by the Compensation Committee on June 4, 2024, which grant was subject to certification by the Chief Financial Officer that the shareholders had increased the shares reserved under the 2011 Stock Incentive Plan, and that there were no impediments to the grant of the options. The required certification was made on July 15, 2024.

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