James J. Park - 14 Jun 2024 Form 4 Insider Report for Ontrak, Inc. (OTRK)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
11 Jul 2024, 19:42:30 UTC
Prior SEC filing
16 Jun 2023
Next SEC filing
12 Sep 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ James J. Park

Key filing fact

James J. Park filed Form 4 for Ontrak, Inc. (OTRK) on 11 Jul 2024.

Key facts

  • This page summarizes James J. Park's Form 4 filing for Ontrak, Inc. (OTRK).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 11 Jul 2024, 19:42.

Change

  • Previous filing in this sequence was filed on 16 Jun 2023.
  • Current net transaction value: -$23.1.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OTRK transaction

Common Stock

Options Exercise

Transaction value
Shares
+66
Change %
+11%
Price
Shares after
689
Date
14 Jun 2024
Ownership
Direct
Footnotes
F1
OTRK transaction

Common Stock

Tax liability

Transaction value
$6.71
Shares
-27
Change %
-3.9%
Price
$0.2484
Shares after
662
Date
14 Jun 2024
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OTRK transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$16.39
Shares
-66
Change %
-33%
Price
$0.2484
Shares after
134
Date
14 Jun 2024
Ownership
Direct
Underlying class
Ontrak, Inc. Common Stock
Underlying amount
66
Exercise price
Footnotes
F1, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Footnote F2

These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units that occurred on June 14, 2024. No shares were sold in connection with this transaction.

Footnote F3

The reporting person was granted 334 restricted stock units on June 14, 2021, which vest over 5 years as follows: 40% on the second anniversary of the grant date and 20% on the third, fourth and first anniversaries of the grant date subject to the reporting person's continued employment with the issuer.

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