Kenneth F. Potashner - 09 Jul 2024 Form 4 Insider Report for ONE STOP SYSTEMS, INC. (OSS)

Reporting relationship: Director
Issuer ticker: OSS
Reported as of: 09 Jul 2024
Net transaction value: +$18,400
SEC form: 4
Accepted by SEC: 11 Jul 2024, 17:44:50 UTC
Prior SEC filing: 03 Jul 2024
Source filing: View source filing
Reporting owner signature: /s/ Kenneth Potashner

Key filing fact

Kenneth F. Potashner filed Form 4 for ONE STOP SYSTEMS, INC. (OSS) on 11 Jul 2024.

Key facts

This page summarizes Kenneth F. Potashner's Form 4 filing for ONE STOP SYSTEMS, INC. (OSS).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 11 Jul 2024, 17:44.

Change

Previous filing in this sequence was filed on 03 Jul 2024.
Current net transaction value: +$18,400.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OSS transaction

Common Stock

Options Exercise

Transaction value: $18,400
Shares: +40,000
Change %: +11%
Price: $0.4600^*
Shares after: 398,601
Date: 09 Jul 2024
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OSS transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value: $0
Shares: -40,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 09 Jul 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 40,000
Exercise price: $0.4600
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Includes 21,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

Footnote F2

The option is fully vested.

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