Marc Holmes - 10 Jul 2024 Form 4 Insider Report for HashiCorp, Inc.

Reporting relationship: CHIEF MARKETING OFFICER
Issuer ticker: N/A
Reported as of: 10 Jul 2024
Net transaction value: -$465,610
SEC form: 4
Accepted by SEC: 11 Jul 2024, 16:12:12 UTC
Prior SEC filing: 26 Jun 2024
Next SEC filing: 13 Aug 2024
Source filing: View source filing
Reporting owner signature: /s/ Paul Warenski, by power of attorney

Key filing fact

Marc Holmes filed Form 4 for HashiCorp, Inc. on 11 Jul 2024.

Key facts

This page summarizes Marc Holmes's Form 4 filing for HashiCorp, Inc..
5 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 11 Jul 2024, 16:12.

Change

Previous filing in this sequence was filed on 26 Jun 2024.
Current net transaction value: -$465,610.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HCP transaction

Class A Common Stock

Conversion of derivative security

Transaction value
Shares: +13,916
Change %: +319%
Price
Shares after: 18,284
Date: 10 Jul 2024
Ownership: Direct
Footnotes: F1

HCP transaction

Class A Common Stock

Sale

Transaction value: $465,610
Shares: -13,916
Change %: -76%
Price: $33.46
Shares after: 4,368
Date: 10 Jul 2024
Ownership: Direct
Footnotes: F2, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HCP transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value: $0
Shares: -13,916
Change %: -8.6%
Price: $0.000000
Shares after: 147,934
Date: 10 Jul 2024
Ownership: Direct
Underlying class: Class B Common Stock
Underlying amount: 13,916
Exercise price: $5.32
Footnotes: F4

HCP transaction Derivative

Class B Common Stock

Options Exercise

Transaction value: $0
Shares: +13,916
Change %
Price: $0.000000
Shares after: 13,916
Date: 10 Jul 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 13,916
Exercise price
Footnotes: F1

HCP transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value: $0
Shares: -13,916
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 10 Jul 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 13,916
Exercise price
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 4 footnotes

Footnote F1

Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Footnote F2

The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 23, 2023.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.38 to $33.54, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Footnote F4

Shares subject to the option are fully vested and immediately exercisable.