Key facts
- This page summarizes Katie J. Rooney's Form 4 filing for Alight, Inc. / Delaware (ALIT).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 10 Jul 2024, 18:31.
Katie J. Rooney - 08 Jul 2024 Form 4 Insider Report for Alight, Inc. / Delaware (ALIT)
- Reporting relationship
- Chief Operating Officer
- Issuer ticker
- ALIT
- Reported as of
- 08 Jul 2024
- Net transaction value
- -$674,474
- SEC form
- 4
- Accepted by SEC
- 10 Jul 2024, 18:31:09 UTC
- Prior SEC filing
- 05 Jul 2024
- Next SEC filing
- 24 Jan 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ John A. Mikowski, Deputy General Counsel and Assistant Corporate Secretary, as Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Katie J. Rooney filed Form 4 for Alight, Inc. / Delaware (ALIT) on 10 Jul 2024.
Change
- Previous filing in this sequence was filed on 05 Jul 2024.
- Current net transaction value: -$674,474.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ALIT
transaction
Class A Common Stock
Sale
- Transaction value
- $340,455
- Shares
- -47,851
- Change %
- -1.6%
- Price
- $7.11
- Shares after
- 2,880,753
- Date
- 08 Jul 2024
- Ownership
- Direct
- Footnotes
- F1, F2, F3
ALIT
transaction
Class A Common Stock
Sale
- Transaction value
- $334,019
- Shares
- -47,851
- Change %
- -1.7%
- Price
- $6.98
- Shares after
- 2,832,902
- Date
- 09 Jul 2024
- Ownership
- Direct
- Footnotes
- F1, F3, F4
ALIT
holding
Class V Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 70,100
- Date
- 08 Jul 2024
- Ownership
- By Tempo Management, LLC
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 5 footnotes
Footnote F1
This transaction was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 9/15/2023. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time.
Footnote F2
The price represents the weighted average price of the shares sold. The shares were sold within a range of $7.060 to $7.245. The Reporting Person will provide, upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Footnote F3
Includes restricted stock units scheduled to vest in the future.
Footnote F4
The price represents the weighted average price of the shares sold. The shares were sold within a range of $6.865 to $7.035. The Reporting Person will provide, upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Footnote F5
Shares of Class V common stock do not represent economic interests in the Issuer. Except as provided in the Issuer's Certificate of Incorporation or as required by applicable law, Class V common stock will be entitled to one vote per share on all matters to be voted on by Issuer's stockholders generally. Upon exchange of Class A Units of Alight Holding Company, LLC that are held by the Reporting Person, an equal number of shares of the Issuer's Class V common stock will be cancelled for no consideration.