Key facts
- This page summarizes William H. Swanson's Form 4 filing for Hagerty, Inc. (HGTY).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 08 Jul 2024, 20:57.
William H. Swanson - 03 Jul 2024 Form 4 Insider Report for Hagerty, Inc. (HGTY)
- Reporting relationship
- Director
- Issuer ticker
- HGTY
- Reported as of
- 03 Jul 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 08 Jul 2024, 20:57:12 UTC
- Prior SEC filing
- 23 Apr 2024
- Next SEC filing
- 03 Apr 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Diana M. Chafey, Power of Attorney
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
William H. Swanson filed Form 4 for Hagerty, Inc. (HGTY) on 08 Jul 2024.
Change
- Previous filing in this sequence was filed on 23 Apr 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HGTY
transaction
Class A Common Stock
Options Exercise
- Transaction value
- Shares
- +14,400
- Change %
- +3.6%
- Price
- Shares after
- 414,400
- Date
- 03 Jul 2024
- Ownership
- By Trust
- Footnotes
- F1, F2, F3
HGTY
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 28,474
- Date
- 03 Jul 2024
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
HGTY
transaction
Derivative
Warrants
Options Exercise
- Transaction value
- Shares
- -72,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 03 Jul 2024
- Ownership
- By Trust
- Underlying class
- Class A Common Stock
- Underlying amount
- 72,000
- Exercise price
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The disposition of the warrants and the acquisition of Class A common stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") by The William and Cheryl Swanson Revocable Trust UTD 9/28/2000 (the "Trust") were approved by a committee comprised entirely of non-employee directors as defined in Rule 16b-3(b)(3) under the Securities Exchange Act of 1934, as amended.
Footnote F2
On July 3, 2024, pursuant to the Issuer's previously announced exchange offer, the Trust exchanged 72,000 warrants, which previously entitled the Trust to purchase one share of Class A Common Stock at a price of $11.50 per share, for 14,400 shares of Class A Common Stock.
Footnote F3
These securities are held by the Trust, of which the Reporting Person is trustee.