Key facts
- This page summarizes John L. O'Neal's Form 4 filing for WestRock Co.
- 5 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 08 Jul 2024, 17:01.
John L. O'Neal - 05 Jul 2024 Form 4 Insider Report for WestRock Co
- Reporting relationship
- President, Global Paper
- Issuer ticker
- N/A
- Reported as of
- 05 Jul 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 08 Jul 2024, 17:01:13 UTC
- Prior SEC filing
- 06 May 2024
- Source filing
- View source filing
- Reporting owner signature
- Steph W. Bignon (attorney-in-fact pursuant to power of attorney previously filed with the SEC)
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
John L. O'Neal filed Form 4 for WestRock Co on 08 Jul 2024.
Change
- Previous filing in this sequence was filed on 06 May 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
WRK
transaction
Common Stock
Disposed to Issuer
- Transaction value
- Shares
- -46,748
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 05 Jul 2024
- Ownership
- Direct
- Footnotes
- F1
WRK
transaction
Common Stock
Disposed to Issuer
- Transaction value
- Shares
- -13,817
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 05 Jul 2024
- Ownership
- Direct
- Footnotes
- F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
WRK
transaction
Derivative
Employee option (right to buy)
Disposed to Issuer
- Transaction value
- Shares
- -288
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 05 Jul 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 288
- Exercise price
- $57.97
- Footnotes
- F4, F5
WRK
transaction
Derivative
Employee option (right to buy)
Disposed to Issuer
- Transaction value
- Shares
- -1,757
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 05 Jul 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,757
- Exercise price
- $56.05
- Footnotes
- F4, F5
WRK
transaction
Derivative
Employee option (right to buy)
Disposed to Issuer
- Transaction value
- Shares
- -8,134
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 05 Jul 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 8,134
- Exercise price
- $29.80
- Footnotes
- F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
John L. O'Neal is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 5 footnotes
Footnote F1
Pursuant to the Transaction Agreement, dated as of September 12, 2023, by and among the Issuer, Smurfit Kappa Group plc, Smurfit Westrock plc (formerly known as Smurfit WestRock Limited, "Smurfit Westrock"), and Sun Merger Sub, LLC (the "Transaction Agreement"), at the Merger Effective Time (as defined in the Transaction Agreement), each share of the Issuer's common stock held by the Reporting Person was cancelled and automatically converted into the right to receive, without interest and less applicable withholding taxes, one ordinary share of Smurfit Westrock and $5.00 in cash.
Footnote F2
Includes dividend equivalents exempt from Section 16 that were credited since the Reporting Person's most recent Form 4.
Footnote F3
Pursuant to the Transaction Agreement, at the Merger Effective Time, each outstanding award of time-based restricted stock units ("RSUs") of the Issuer ("Issuer RSUs") held by the Reporting Person was assumed by Smurfit Westrock and converted into (a) an award of time-based RSUs corresponding to the number of ordinary shares of Smurfit Westrock (rounded down to the nearest whole number of ordinary shares) equal to the number of shares of the Issuer's common stock subject to such Issuer RSUs as of immediately prior to the Merger Effective Time, and (b) an unvested $5 cash award with respect to each such Issuer RSU. Each award in (a) and (b) will be subject to the same terms and conditions (including vesting schedules) as applied to the Issuer RSUs immediately prior to the Merger Effective Time.
Footnote F4
Pursuant to the Transaction Agreement, at the Merger Effective Time, each option to purchase shares of Issuer common stock ("Issuer Option") held by the Reporting Person was assumed by Smurfit Westrock and converted into an option ("Smurfit Westrock Option") to acquire (a) that number of whole ordinary shares of Smurfit Westrock (rounded down to the nearest whole number of ordinary shares) equal to the product obtained by multiplying (i) the number of shares of Issuer common stock subject to such Issuer Option by (ii) the Equity Award Exchange Ratio (as defined in the Transaction Agreement), (b) at an exercise price per ordinary share of Smurfit Westrock (rounded up to the nearest whole cent) equal to the quotient obtained by dividing (i) the exercise price per share of Issuer common stock subject to such Issuer Option by (ii) the Equity Award Exchange Ratio.
Footnote F5
Each Smurfit Westrock Option will continue to have, and be subject to, the same terms and conditions as applied to the corresponding Issuer Option immediately prior to the Merger Effective Time.