Jr. Charles E. Phillips - 03 Jul 2024 Form 4 Insider Report for Compass, Inc. (COMP)

Reporting relationship: Director
Issuer ticker: COMP
Reported as of: 03 Jul 2024
Net transaction value: $0
SEC form: 4
Accepted by SEC: 05 Jul 2024, 16:38:09 UTC
Prior SEC filing: 03 Jul 2024
Next SEC filing: 02 Oct 2024
Source filing: View source filing
Reporting owner signature: /s/ Bradley K. Serwin, as attorney-in-fact

Key filing fact

Jr. Charles E. Phillips filed Form 4 for Compass, Inc. (COMP) on 05 Jul 2024.

Key facts

This page summarizes Jr. Charles E. Phillips's Form 4 filing for Compass, Inc. (COMP).
3 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 05 Jul 2024, 16:38.

Change

Previous filing in this sequence was filed on 03 Jul 2024.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

COMP transaction

Class A Common Stock

Options Exercise

Transaction value: $0
Shares: +66,854
Change %: +87%
Price: $0.000000
Shares after: 144,044
Date: 03 Jul 2024
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

COMP transaction Derivative

Restricted Stock Unit (RSU)

Options Exercise

Transaction value: $0
Shares: -58,746
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 03 Jul 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 58,746
Exercise price
Footnotes: F1, F2

COMP transaction Derivative

Restricted Stock Unit (RSU)

Options Exercise

Transaction value: $0
Shares: -8,108
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 03 Jul 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 8,108
Exercise price
Footnotes: F1, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Footnote F2

These RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) June 1, 2024.

Footnote F3

The RSUs shall vest as to 25% of the total shares on each of September 1, 2023, December 1, 2023, March 1, 2024, and June 1, 2024; and if not fully vested, will vest in full on the date of the next annual meeting of the Company's stockholders.