Key facts
- This page summarizes Stephanie Lee's Form 4 filing for EVgo Inc. (EVGO).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 03 Jul 2024, 18:54.
Stephanie Lee - 01 Jul 2024 Form 4 Insider Report for EVgo Inc. (EVGO)
- Reporting relationship
- Interim CFO
- Issuer ticker
- EVGO
- Reported as of
- 01 Jul 2024
- Net transaction value
- -$5,796
- SEC form
- 4
- Accepted by SEC
- 03 Jul 2024, 18:54:31 UTC
- Prior SEC filing
- 04 Jun 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Stephanie Lee
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Stephanie Lee filed Form 4 for EVgo Inc. (EVGO) on 03 Jul 2024.
Change
- Previous filing in this sequence was filed on 04 Jun 2024.
- Current net transaction value: -$5,796.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
EVGO
transaction
Class A Common Stock
Options Exercise
- Transaction value
- Shares
- +4,856
- Change %
- +18%
- Price
- Shares after
- 31,230
- Date
- 01 Jul 2024
- Ownership
- Direct
- Footnotes
- F1
EVGO
transaction
Class A Common Stock
Sale
- Transaction value
- $5,796
- Shares
- -2,477
- Change %
- -7.9%
- Price
- $2.34
- Shares after
- 28,753
- Date
- 02 Jul 2024
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
EVGO
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -4,856
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 9,713
- Date
- 01 Jul 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 4,856
- Exercise price
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 3 footnotes
Footnote F1
Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock").
Footnote F2
The sales reported in this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs pursuant to the Issuer's mandatory sell to cover policy, which requires sales in an amount sufficient to cover tax withholding obligations associated with the vesting events, and do not represent discretionary trades by the Reporting Person. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.30 to $2.42, inclusive, pursuant to the Reporting Person's 10b5-1 trading plan adopted on May 30, 2024. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in the transactions described in this footnote.
Footnote F3
The RSUs vest in three equal installments on each of the first three anniversaries of July 1, 2023, subject to the Reporting Person's continued employment through each such vesting date.