James Sapirstein - 02 Jul 2024 Form 4 Insider Report for Entero Therapeutics, Inc. (ENTO)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
03 Jul 2024, 14:33:15 UTC
Prior SEC filing
27 Jun 2024
Next SEC filing
30 Sep 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ James Sapirstein

Key filing fact

James Sapirstein filed Form 4 for Entero Therapeutics, Inc. (ENTO) on 03 Jul 2024.

Key facts

  • This page summarizes James Sapirstein's Form 4 filing for Entero Therapeutics, Inc. (ENTO).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 03 Jul 2024, 14:33.

Change

  • Previous filing in this sequence was filed on 27 Jun 2024.
  • Current net transaction value: -$1,379.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ENTO transaction

Common Stock

Sale

Transaction value
$1,379
Shares
-1,289
Change %
-3.5%
Price
$1.07
Shares after
35,816
Date
02 Jul 2024
Ownership
Direct
Footnotes
F1, F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Footnote F2

The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $1.05 - $1.16, inclusive. The Reporting Person undertakes to provide Entero Therapeutics, Inc. ("Entero"), any security holder of Entero, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Footnote F3

Includes unvested RSUs.

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