Pablo Castanos - 18 Jun 2024 Form 4 Insider Report for Golden Minerals Co (AUMN)

Reporting relationship: President and CEO, Director
Issuer ticker: AUMN
Reported as of: 18 Jun 2024
Net transaction value: $0
SEC form: 4
Accepted by SEC: 03 Jul 2024, 11:28:54 UTC
Prior SEC filing: 05 Jul 2023
Next SEC filing: 26 Jun 2025
Source filing: View source filing
Reporting owner signature: /s/ Pablo Castanos

Key filing fact

Pablo Castanos filed Form 4 for Golden Minerals Co (AUMN) on 03 Jul 2024.

Key facts

This page summarizes Pablo Castanos's Form 4 filing for Golden Minerals Co (AUMN).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 03 Jul 2024, 11:28.

Change

Previous filing in this sequence was filed on 05 Jul 2023.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AUMN transaction Derivative

Restricted Stock Units

Award

Transaction value: $0
Shares: +400,000
Change %: +1000%
Price: $0.000000
Shares after: 440,000
Date: 18 Jun 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 400,000
Exercise price
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Each Restricted Stock Unit ('RSU') represents a contingent right to receive one share of Golden Minerals Company common stock. The RSUs will fully vest upon any Change of Control as defined in Golden Minerals Company's 2023 Equity Incentive Plan, or, if no Change of Control occurs, one half of the RSUs will vest on the one year anniversary of the grant date and the second half will vest on the second anniversary of the grant date.

Footnote F2

Shares of common stock represented by vested Restricted Stock Units will be issued to the reporting person effective on the date on which the reporting person ceases to serve as Chief Executive Officer of Golden Minerals Company