Arjun Jj Desai - 01 Jul 2024 Form 4 Insider Report for TriSalus Life Sciences, Inc. (TLSI)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
02 Jul 2024, 20:33:55 UTC
Prior SEC filing
10 Jun 2024
Next SEC filing
21 Aug 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Sean Murphy, Attorney-in-Fact

Key filing fact

Arjun Jj Desai filed Form 4 for TriSalus Life Sciences, Inc. (TLSI) on 02 Jul 2024.

Key facts

  • This page summarizes Arjun Jj Desai's Form 4 filing for TriSalus Life Sciences, Inc. (TLSI).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 02 Jul 2024, 20:33.

Change

  • Previous filing in this sequence was filed on 10 Jun 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TLSI transaction

Common Stock

Award

Transaction value
Shares
+74,000
Change %
+36%
Price
Shares after
277,127
Date
01 Jul 2024
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TLSI transaction Derivative

Redeemable Warrants

Disposed to Issuer

Transaction value
Shares
-246,667
Change %
-100%
Price
Shares after
0
Date
01 Jul 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
246,667
Exercise price
Footnotes
F1, F2, F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

As previously disclosed, on May 24, 2024, TriSalus Life Sciences, Inc. (the "Issuer"), announced the commencement of its offer (the "Issuer Tender Offer") to all holders of each class of certain outstanding warrants (the "Warrants"), consisting of (a) the Issuer's publicly-traded Warrants currently listed on the Nasdaq Global Market under the symbol "TLSIW", (b) certain Warrants issued in a private placement transaction occurring simultaneously with the closing of the initial public offering of the Issuer and (c) certain Warrants issued for working capital requirements and payment of certain expenses of the Issuer, each identified in the Prospectus/Offer to Exchange that forms a part of the Issuer's Registration Statement on Form S-4 (Registration No. 333- 279691), filed with the Securities and Exchange Commission on May 24, 2024, to receive 0.3 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), [continued on footnote 2]

Footnote F2

[continued from footnote 1] in exchange for each Warrant tendered by the holder and exchanged pursuant to the Issuer Tender Offer. Pursuant to the Issuer Tender Offer, the Reporting Person tendered 246,667 Warrants in exchange for 74,000 shares of Common Stock.

Footnote F3

Represents Warrants received as a pro rata distribution for no consideration from MedTech Acquisition Sponsor LLC ("Sponsor") in accordance with the terms of the Sponsor's limited liability company agreement.

Footnote F4

The Warrants expire on August 9, 2028, or earlier upon redemption or liquidation.

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