Key facts
- This page summarizes Kim R. Bingham's Form 4 filing for CATHAY GENERAL BANCORP (CATY).
- 3 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 02 Jul 2024, 19:16.
Kim R. Bingham - 28 Jun 2024 Form 4 Insider Report for CATHAY GENERAL BANCORP (CATY)
- Reporting relationship
- EVP, Chief Risk Officer
- Issuer ticker
- CATY
- Reported as of
- 28 Jun 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 02 Jul 2024, 19:16:53 UTC
- Prior SEC filing
- 03 Apr 2024
- Next SEC filing
- 29 Jul 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Georgia Lo, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Kim R. Bingham filed Form 4 for CATHAY GENERAL BANCORP (CATY) on 02 Jul 2024.
Change
- Previous filing in this sequence was filed on 03 Apr 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CATY
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 0
- Date
- 28 Jun 2024
- Ownership
- Direct
- Footnotes
- F1
CATY
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 51,530
- Date
- 28 Jun 2024
- Ownership
- by Bingham Trust
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CATY
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- Shares
- +2,478
- Change %
- Price
- Shares after
- 2,478
- Date
- 28 Jun 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,478
- Exercise price
- Footnotes
- F2, F3
CATY
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- Shares
- +2,498
- Change %
- Price
- Shares after
- 2,498
- Date
- 28 Jun 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,498
- Exercise price
- Footnotes
- F2, F3
CATY
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- Shares
- +4,997
- Change %
- Price
- Shares after
- 4,997
- Date
- 28 Jun 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,997
- Exercise price
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
On April 17, 2024, 9,681 shares of common stock of Cathay General Bancorp were transferred from direct ownership to the Kim R. Bingham and Angelina Bingham Trust as indirect ownership, without the payment of any consideration.
Footnote F2
Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.
Footnote F3
These restricted stock units are scheduled to vest in a single installment on December 31, 2026, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2025 or a change in control, with the number of units earned being based on the achievement of certain performance criteria.