Key facts
- This page summarizes CHARDAN CAPITAL MARKETS LLC's Form 4 filing for ANEW Medical, Inc. (KLTO).
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 02 Jul 2024, 18:34.
CHARDAN CAPITAL MARKETS LLC - 28 Jun 2024 Form 4 Insider Report for ANEW Medical, Inc. (KLTO)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- KLTO
- Reported as of
- 28 Jun 2024
- Net transaction value
- -$725,162
- SEC form
- 4
- Accepted by SEC
- 02 Jul 2024, 18:34:54 UTC
- Prior SEC filing
- 01 Jul 2024
- Source filing
- View source filing
- Reporting owner signature
- Chardan Capital Markets LLC, By: /s/ Steven Urbach, Manager
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
CHARDAN CAPITAL MARKETS LLC filed Form 4 for ANEW Medical, Inc. (KLTO) on 02 Jul 2024.
Change
- Previous filing in this sequence was filed on 01 Jul 2024.
- Current net transaction value: -$725,162.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
WENA
transaction
Common Stock
Sale
- Transaction value
- $119,103
- Shares
- -47,000
- Change %
- -2.9%
- Price
- $2.53
- Shares after
- 1,579,500
- Date
- 28 Jun 2024
- Ownership
- Direct
- Footnotes
- F1, F2
WENA
transaction
Common Stock
Sale
- Transaction value
- $237,618
- Shares
- -115,136
- Change %
- -7.3%
- Price
- $2.06
- Shares after
- 1,464,364
- Date
- 01 Jul 2024
- Ownership
- Direct
- Footnotes
- F2, F3
WENA
transaction
Common Stock
Sale
- Transaction value
- $368,442
- Shares
- -180,000
- Change %
- -12%
- Price
- $2.05
- Shares after
- 1,284,364
- Date
- 02 Jul 2024
- Ownership
- Direct
- Footnotes
- F2, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.38 to $2.71, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.
Footnote F2
This Form 4 is being filed by Chardan Capital Markets LLC ("CCM"). Chardan Securities LLC ("Chardan Securities") is the sole Class A Member and 99% owner of CCM and as such has voting and investment discretion with respect to the Common Stock held of record by CCM and may be deemed to have beneficial ownership of the Common Stock held directly by CCM. Each of Jonas Grossman, Steven Urbach and Kerry Propper is a member of Chardan Securities, and as such has voting and investment discretion with respect to the Common Stock held of record by CCM and may be deemed to have beneficial ownership of the Common Stock held directly by CCM. Each of Mr. Grossman, Mr. Urbach and Mr. Propper disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Footnote F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.80 to $2.495, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.
Footnote F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.90 to $2.30, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.