H. Keith Jennings - 28 Jun 2024 Form 4 Insider Report for 5E Advanced Materials, Inc. (FEAM)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
02 Jul 2024, 10:18:28 UTC
Prior SEC filing
01 Apr 2024
Next SEC filing
01 Oct 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Paul Weibel, as Attorney-in-Fact for H. Keith Jennings

Key filing fact

H. Keith Jennings filed Form 4 for 5E Advanced Materials, Inc. (FEAM) on 02 Jul 2024.

Key facts

  • This page summarizes H. Keith Jennings's Form 4 filing for 5E Advanced Materials, Inc. (FEAM).
  • 13 reported transactions and 5 derivative rows are listed below.
  • Accepted by SEC: 02 Jul 2024, 10:18.

Change

  • Previous filing in this sequence was filed on 01 Apr 2024.
  • Current net transaction value: -$25,741.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FEAM transaction

Common Stock

Options Exercise

Transaction value
Shares
+7,947
Change %
+128%
Price
Shares after
14,176
Date
01 Jul 2024
Ownership
Direct
Footnotes
F1
FEAM transaction

Common Stock

Tax liability

Transaction value
$3,823
Shares
-2,941
Change %
-21%
Price
$1.30
Shares after
11,235
Date
01 Jul 2024
Ownership
Direct
FEAM transaction

Common Stock

Options Exercise

Transaction value
Shares
+11,099
Change %
+99%
Price
Shares after
22,334
Date
01 Jul 2024
Ownership
Direct
Footnotes
F2
FEAM transaction

Common Stock

Tax liability

Transaction value
$5,339
Shares
-4,107
Change %
-18%
Price
$1.30
Shares after
18,227
Date
01 Jul 2024
Ownership
Direct
FEAM transaction

Common Stock

Options Exercise

Transaction value
Shares
+17,232
Change %
+95%
Price
Shares after
35,459
Date
01 Jul 2024
Ownership
Direct
Footnotes
F3
FEAM transaction

Common Stock

Tax liability

Transaction value
$8,289
Shares
-6,376
Change %
-18%
Price
$1.30
Shares after
29,083
Date
01 Jul 2024
Ownership
Direct
FEAM transaction

Common Stock

Options Exercise

Transaction value
Shares
+17,233
Change %
+59%
Price
Shares after
46,316
Date
01 Jul 2024
Ownership
Direct
Footnotes
F4
FEAM transaction

Common Stock

Tax liability

Transaction value
$8,290
Shares
-6,377
Change %
-14%
Price
$1.30
Shares after
39,939
Date
01 Jul 2024
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FEAM transaction Derivative

Director RSUs

Award

Transaction value
$0
Shares
+17,233
Change %
Price
$0.000000
Shares after
17,233
Date
28 Jun 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
17,233
Exercise price
Footnotes
F4
FEAM transaction Derivative

Director RSUs

Options Exercise

Transaction value
$0
Shares
-7,947
Change %
-100%
Price
$0.000000*
Shares after
0
Date
01 Jul 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
7,947
Exercise price
Footnotes
F1
FEAM transaction Derivative

Director RSUs

Options Exercise

Transaction value
$0
Shares
-11,099
Change %
-100%
Price
$0.000000*
Shares after
0
Date
01 Jul 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
11,099
Exercise price
Footnotes
F2
FEAM transaction Derivative

Director RSUs

Options Exercise

Transaction value
$0
Shares
-17,232
Change %
-100%
Price
$0.000000*
Shares after
0
Date
01 Jul 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
17,232
Exercise price
Footnotes
F3
FEAM transaction Derivative

Director RSUs

Options Exercise

Transaction value
$0
Shares
-17,233
Change %
-100%
Price
$0.000000*
Shares after
0
Date
01 Jul 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
17,233
Exercise price
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

Footnote F2

On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.

Footnote F3

On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

Footnote F4

On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.

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