Key facts
- This page summarizes Brad D. Smith's Form 4 filing for HUMANA INC (HUM).
- 1 reported transaction and 4 derivative rows are listed below.
- Accepted by SEC: 02 Jul 2024, 09:54.
Brad D. Smith - 28 Jun 2024 Form 4 Insider Report for HUMANA INC (HUM)
- Reporting relationship
- Director
- Issuer ticker
- HUM
- Reported as of
- 28 Jun 2024
- Net transaction value
- +$31,860
- SEC form
- 4
- Accepted by SEC
- 02 Jul 2024, 09:54:31 UTC
- Prior SEC filing
- 01 Apr 2024
- Next SEC filing
- 02 Oct 2024
- Source filing
- View source filing
- Reporting owner signature
- Brad D. Smith
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Brad D. Smith filed Form 4 for HUMANA INC (HUM) on 02 Jul 2024.
Change
- Previous filing in this sequence was filed on 01 Apr 2024.
- Current net transaction value: +$31,860.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HUM
holding
Humana Common
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 386
- Date
- 28 Jun 2024
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
HUM
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $31,860
- Shares
- +84
- Change %
- +24%
- Price
- $379.28
- Shares after
- 438
- Date
- 28 Jun 2024
- Ownership
- Direct
- Underlying class
- Humana Common
- Underlying amount
- 84
- Exercise price
- Footnotes
- F2
HUM
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 380
- Date
- 28 Jun 2024
- Ownership
- Direct
- Underlying class
- Humana Common
- Underlying amount
- 380
- Exercise price
- Footnotes
- F1
HUM
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3
- Date
- 28 Jun 2024
- Ownership
- Direct
- Underlying class
- Humana Common
- Underlying amount
- 3
- Exercise price
- Footnotes
- F3
HUM
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 430
- Date
- 28 Jun 2024
- Ownership
- Direct
- Underlying class
- Humana Common
- Underlying amount
- 430
- Exercise price
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Annual Director's fee payable in stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
Footnote F2
Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
Footnote F3
Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
Footnote F4
Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under Company's 2019 Amended & Restated Plan.100% of the award is vesting on 12/31/24.