Stephen Brian Hunt - 28 Jun 2024 Form 4 Insider Report for 5E Advanced Materials, Inc. (FEAM)

Reporting relationship: Director
Issuer ticker: FEAM
Reported as of: 28 Jun 2024
Net transaction value: -$16,316
SEC form: 4
Accepted by SEC: 02 Jul 2024, 07:27:48 UTC
Prior SEC filing: 25 Jun 2024
Source filing: View source filing
Reporting owner signature: /s/ Paul Weibel, as Attorney-in-Fact for Stephen Brian Hunt

Key filing fact

Stephen Brian Hunt filed Form 4 for 5E Advanced Materials, Inc. (FEAM) on 02 Jul 2024.

Key facts

This page summarizes Stephen Brian Hunt's Form 4 filing for 5E Advanced Materials, Inc. (FEAM).
13 reported transactions and 5 derivative rows are listed below.
Accepted by SEC: 02 Jul 2024, 07:27.

Change

Previous filing in this sequence was filed on 25 Jun 2024.
Current net transaction value: -$16,316.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FEAM transaction

Common Stock

Options Exercise

Transaction value
Shares: +5,411
Change %: +6.4%
Price
Shares after: 90,539
Date: 30 Jun 2024
Ownership: Direct
Footnotes: F1

FEAM transaction

Common Stock

Options Exercise

Transaction value
Shares: +7,557
Change %: +8.3%
Price
Shares after: 98,096
Date: 30 Jun 2024
Ownership: Direct
Footnotes: F2

FEAM transaction

Common Stock

Options Exercise

Transaction value
Shares: +11,733
Change %: +12%
Price
Shares after: 109,829
Date: 30 Jun 2024
Ownership: Direct
Footnotes: F3

FEAM transaction

Common Stock

Options Exercise

Transaction value
Shares: +11,733
Change %: +11%
Price
Shares after: 121,562
Date: 30 Jun 2024
Ownership: Direct
Footnotes: F4

FEAM transaction

Common Stock

Tax liability

Transaction value: $2,424
Shares: -2,003
Change %: -1.6%
Price: $1.21
Shares after: 119,559
Date: 01 Jul 2024
Ownership: Direct

FEAM transaction

Common Stock

Tax liability

Transaction value: $3,384
Shares: -2,797
Change %: -2.3%
Price: $1.21
Shares after: 116,762
Date: 01 Jul 2024
Ownership: Direct

FEAM transaction

Common Stock

Tax liability

Transaction value: $5,254
Shares: -4,342
Change %: -3.7%
Price: $1.21
Shares after: 112,420
Date: 01 Jul 2024
Ownership: Direct

FEAM transaction

Common Stock

Tax liability

Transaction value: $5,254
Shares: -4,342
Change %: -3.9%
Price: $1.21
Shares after: 108,078
Date: 01 Jul 2024
Ownership: Direct

FEAM holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 20,834
Date: 28 Jun 2024
Ownership: By superattenuation fund

FEAM holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 41,500
Date: 28 Jun 2024
Ownership: By Minerals and Metals Pty Ltd.

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FEAM transaction Derivative

Director RSUs

Award

Transaction value: $0
Shares: +11,733
Change %
Price: $0.000000
Shares after: 11,733
Date: 28 Jun 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 11,733
Exercise price
Footnotes: F4

FEAM transaction Derivative

Director RSUs

Options Exercise

Transaction value: $0
Shares: -5,411
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 30 Jun 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 5,411
Exercise price
Footnotes: F1

FEAM transaction Derivative

Director RSUs

Options Exercise

Transaction value: $0
Shares: -7,557
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 30 Jun 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 7,557
Exercise price
Footnotes: F2

FEAM transaction Derivative

Director RSUs

Options Exercise

Transaction value: $0
Shares: -11,733
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 30 Jun 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 11,733
Exercise price
Footnotes: F3

FEAM transaction Derivative

Director RSUs

Options Exercise

Transaction value: $0
Shares: -11,733
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 30 Jun 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 11,733
Exercise price
Footnotes: F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Stephen Brian Hunt is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 4 footnotes

Footnote F1

Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on June 30, 2024 upon the reporting person's resignation from the Issuer's Board of Directors (the "Board"), in accordance with the Issuer's 2022 Equity Compensation Plan (the "Plan").

Footnote F2

On December 29, 2023, the reporting person was granted RSUs that vested on June 30, 2024 upon the reporting person's resignation from the Board, in accordance with the Plan.

Footnote F3

On March 29, 2024, the reporting person was granted RSUs that vested on June 30, 2024 upon the reporting person's resignation from the Board, in accordance with the Plan.

Footnote F4

On June 28, 2024, the reporting person was granted RSUs that vested on June 30, 2024 upon the reporting person's resignation from the Board, in accordance with the Plan.