Richard Lumb - 28 Jun 2024 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Reporting relationship: Director
Issuer ticker: BKKT
Reported as of: 28 Jun 2024
Net transaction value: $0
SEC form: 4
Accepted by SEC: 01 Jul 2024, 18:12:57 UTC
Prior SEC filing: 08 Jun 2023
Source filing: View source filing
Reporting owner signature: /s/ Marc D'Annunzio Attorney-in-Fact for Richard Lumb

Key filing fact

Richard Lumb filed Form 4 for Bakkt Holdings, Inc. (BKKT) on 01 Jul 2024.

Key facts

This page summarizes Richard Lumb's Form 4 filing for Bakkt Holdings, Inc. (BKKT).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 01 Jul 2024, 18:12.

Change

Previous filing in this sequence was filed on 08 Jun 2023.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BKKT transaction

Class A Common Stock

Award

Transaction value: $0
Shares: +11,364
Change %: +117%
Price: $0.000000
Shares after: 21,065
Date: 28 Jun 2024
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date.

Footnote F2

Includes 11,364 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

SEC remarks

Amount of securities reflects a 1-for-25 reverse stock split that became effective on April 29, 2024.