Key facts
- This page summarizes Eric R. Ball's Form 4 filing for SOUNDHOUND AI, INC. (SOUN).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 01 Jul 2024, 17:11.
Eric R. Ball - 27 Jun 2024 Form 4 Insider Report for SOUNDHOUND AI, INC. (SOUN)
- Reporting relationship
- Director
- Issuer ticker
- SOUN
- Reported as of
- 27 Jun 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 01 Jul 2024, 17:11:36 UTC
- Prior SEC filing
- 12 Jun 2024
- Next SEC filing
- 05 Aug 2024
- Source filing
- View source filing
- Reporting owner signature
- /s /Warren Heit, attorney-in-fact for Ball Eric R.
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Eric R. Ball filed Form 4 for SOUNDHOUND AI, INC. (SOUN) on 01 Jul 2024.
Change
- Previous filing in this sequence was filed on 12 Jun 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SOUN
transaction
Class A Common Stock
Conversion of derivative security
- Transaction value
- Shares
- +121,506
- Change %
- +88%
- Price
- Shares after
- 259,888
- Date
- 27 Jun 2024
- Ownership
- Direct
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SOUN
transaction
Derivative
Series A Preferred Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- -3,334
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 27 Jun 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 121,506
- Exercise price
- Footnotes
- F2, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
The acquisition of the Series A Preferred Stock was previously reported on a Form 4 in January 2023 in Table I and the disposition of the Series A Preferred Stock is being corrected in this Form 4 to be reported in Table II.
Footnote F2
Each share of Series A Preferred Stock was automatically converted on June 27, 2024 at the conversion ratio, which conversion ratio was determined by taking the sum of the original issue price of $30.00 per share of Series A Preferred Stock, plus all accrued dividends, divided by the conversion price of $1.00 per share.
Footnote F3
The Series A Preferred Stock was convertible at the option of the holder beginning on May 2, 2023 following the completion by the registrant of certain conditions.
Footnote F4
The Series A Preferred Stock was perpetual and therefore had no expiration date.