Sara Klein - 27 Jun 2024 Form 4 Insider Report for ALUMIS INC. (ALMS)

Reporting relationship: General Counsel - Corp Secy
Issuer ticker: ALMS
Reported as of: 27 Jun 2024
Net transaction value: $0
SEC form: 4
Accepted by SEC: 01 Jul 2024, 16:39:52 UTC
Next SEC filing: 20 Feb 2025
Source filing: View source filing
Reporting owner signature: /s/ Sara Klein

Key filing fact

Sara Klein filed Form 4 for ALUMIS INC. (ALMS) on 01 Jul 2024.

Key facts

This page summarizes Sara Klein's Form 4 filing for ALUMIS INC. (ALMS).
17 reported transactions and 15 derivative rows are listed below.
Accepted by SEC: 01 Jul 2024, 16:39.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ALMS transaction

Class A Common Stock

Disposed to Issuer

Transaction value
Shares: -33,796
Change %: -100%
Price
Shares after: 0
Date: 01 Jul 2024
Ownership: Direct
Footnotes: F1

ALMS transaction

Common Stock

Award

Transaction value
Shares: +33,796
Change %
Price
Shares after: 33,796
Date: 01 Jul 2024
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ALMS transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value: $0
Shares: +8,556
Change %
Price: $0.000000
Shares after: 8,556
Date: 27 Jun 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 8,556
Exercise price: $16.00
Footnotes: F2

ALMS transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value: $0
Shares: -8,556
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Jul 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 8,556
Exercise price: $16.00
Footnotes: F1, F2

ALMS transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value: $0
Shares: +8,556
Change %
Price: $0.000000
Shares after: 8,556
Date: 01 Jul 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 8,556
Exercise price: $16.00
Footnotes: F1, F2

ALMS transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value: $0
Shares: -73,155
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Jul 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 73,155
Exercise price: $8.84
Footnotes: F1, F3

ALMS transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value: $0
Shares: +73,155
Change %
Price: $0.000000
Shares after: 73,155
Date: 01 Jul 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 73,155
Exercise price: $8.84
Footnotes: F1, F3

ALMS transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value: $0
Shares: -42,780
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Jul 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 42,780
Exercise price: $8.84
Footnotes: F1, F4

ALMS transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value: $0
Shares: +42,780
Change %
Price: $0.000000
Shares after: 42,780
Date: 01 Jul 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 42,780
Exercise price: $8.84
Footnotes: F1, F4

ALMS transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value: $0
Shares: -21,390
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Jul 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 21,390
Exercise price: $8.84
Footnotes: F1, F5

ALMS transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value: $0
Shares: +21,390
Change %
Price: $0.000000
Shares after: 21,390
Date: 01 Jul 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 21,390
Exercise price: $8.84
Footnotes: F1, F5

ALMS transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value: $0
Shares: -11,842
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Jul 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 11,842
Exercise price: $8.84
Footnotes: F1, F6

ALMS transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value: $0
Shares: +11,842
Change %
Price: $0.000000
Shares after: 11,842
Date: 01 Jul 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 11,842
Exercise price: $8.84
Footnotes: F1, F6

ALMS transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value: $0
Shares: -79,572
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Jul 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 79,572
Exercise price: $10.20
Footnotes: F1, F7

ALMS transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value: $0
Shares: +79,572
Change %
Price: $0.000000
Shares after: 79,572
Date: 01 Jul 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 79,572
Exercise price: $10.20
Footnotes: F1, F7

ALMS transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value: $0
Shares: -38,502
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Jul 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 38,502
Exercise price: $13.33
Footnotes: F1, F8

ALMS transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value: $0
Shares: +38,502
Change %
Price: $0.000000
Shares after: 38,502
Date: 01 Jul 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 38,502
Exercise price: $13.33
Footnotes: F1, F8

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 8 footnotes

Footnote F1

Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.

Footnote F2

25% of the shares underlying this option vest on June 21, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.

Footnote F3

25% of the shares underlying this option vested on January 18, 2023, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Footnote F4

33% of the shares underlying this option vested on January 18, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 48 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Footnote F5

25% of the shares underlying this option vested on May 22, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Footnote F6

25% of the shares underlying this option vest on October 9, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Footnote F7

The option vests in three equal installments, subject to the Issuer's satisfaction of certain performance criteria on each of May 6, 2028, May 6, 2029 and May 6, 2030, and subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.

Footnote F8

25% of the shares underlying this option vest on June 6, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.