Bruce D. Broussard - 01 Jul 2024 Form 4 Insider Report for HUMANA INC (HUM)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
01 Jul 2024, 10:27:40 UTC
Prior SEC filing
24 Apr 2024
Next SEC filing
16 Apr 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Bruce D. Broussard

Key filing fact

Bruce D. Broussard filed Form 4 for HUMANA INC (HUM) on 01 Jul 2024.

Key facts

  • This page summarizes Bruce D. Broussard's Form 4 filing for HUMANA INC (HUM).
  • 0 reported transactions and 6 derivative rows are listed below.
  • Accepted by SEC: 01 Jul 2024, 10:27.

Change

  • Previous filing in this sequence was filed on 24 Apr 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HUM holding

Humana Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
85,130
Date
01 Jul 2024
Ownership
Direct
Footnotes
F8
HUM holding

Humana Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
25,000
Date
01 Jul 2024
Ownership
See Footnote
Footnotes
F9

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HUM holding Derivative

Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
13,430
Date
01 Jul 2024
Ownership
Direct
Underlying class
Humana Common
Underlying amount
13,430
Exercise price
$350.79
Footnotes
F1
HUM holding Derivative

Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
30,425
Date
01 Jul 2024
Ownership
Direct
Underlying class
Humana Common
Underlying amount
30,425
Exercise price
$376.61
Footnotes
F2
HUM holding Derivative

Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
23,734
Date
01 Jul 2024
Ownership
Direct
Underlying class
Humana Common
Underlying amount
23,734
Exercise price
$425.06
Footnotes
F3
HUM holding Derivative

Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
26,484
Date
01 Jul 2024
Ownership
Direct
Underlying class
Humana Common
Underlying amount
26,484
Exercise price
$510.24
Footnotes
F4
HUM holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,184
Date
01 Jul 2024
Ownership
Direct
Underlying class
Humana Common
Underlying amount
2,184
Exercise price
Footnotes
F5, F6
HUM holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,573
Date
01 Jul 2024
Ownership
Direct
Underlying class
Humana Common
Underlying amount
4,573
Exercise price
Footnotes
F5, F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Bruce D. Broussard is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 9 footnotes

Footnote F1

Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments.

Footnote F2

Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments on 2/22/22, 2/22/23, & 2/22/24.

Footnote F3

Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments on 2/21/23, 2/21/24, & 2/21/25.

Footnote F4

Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.

Footnote F5

Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

Footnote F6

Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

Footnote F7

Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.

Footnote F8

Includes 21,786 restricted stock units granted on 2/21/24, representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.

Footnote F9

Shares transferred to GRAT effective January 30, 2024 in which reporting person is sole trustee.

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