Kevin L. Thompson - 09 Mar 2023 Form 4 Insider Report for PACWEST BANCORP

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
13 Mar 2023, 20:14:50 UTC
Prior SEC filing
10 Feb 2023
Next SEC filing
29 Mar 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Angela M.W. Kelley, Attorney-in-Fact

Key filing fact

Kevin L. Thompson filed Form 4 for PACWEST BANCORP on 13 Mar 2023.

Key facts

  • This page summarizes Kevin L. Thompson's Form 4 filing for PACWEST BANCORP.
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 13 Mar 2023, 20:14.

Change

  • Previous filing in this sequence was filed on 10 Feb 2023.
  • Current net transaction value: -$154.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PACW holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
30,896
Date
09 Mar 2023
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PACW transaction Derivative

Sold Put Option (obligation to buy)

Sale

Transaction value
$154
Shares
-125
Change %
-50%
Price
$1.23*
Shares after
125
Date
09 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
12,500
Exercise price
$22.50
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

On March 9, 2023, the Reporting Person wrote put option contracts pursuant to which the Reporting Person will be required to purchase shares of the Issuer's Common Stock at the stated strike price if the counterparty exercises the put option on or before March 17, 2023.

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