Key facts
- This page summarizes David Edward Johnson's Form 4 filing for Liquidia Corp (LQDA).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 24 Jun 2024, 21:37.
David Edward Johnson - 20 Jun 2024 Form 4 Insider Report for Liquidia Corp (LQDA)
- Reporting relationship
- Director, Other*, 10%+ Owner
- Issuer ticker
- LQDA
- Reported as of
- 20 Jun 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 24 Jun 2024, 21:37:54 UTC
- Prior SEC filing
- 04 Jun 2024
- Next SEC filing
- 02 Jun 2025
- Source filing
- View source filing
- Reporting owner signature
- David Edward Johnson
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
David Edward Johnson filed Form 4 for Liquidia Corp (LQDA) on 24 Jun 2024.
Change
- Previous filing in this sequence was filed on 04 Jun 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LQDA
transaction
Common Stock, $0.001 par value per share ("Common Stock")
Award
- Transaction value
- $0
- Shares
- +20,359
- Change %
- Price
- $0.000000
- Shares after
- 20,359
- Date
- 20 Jun 2024
- Ownership
- Direct
- Footnotes
- F1, F2, F3
LQDA
holding
Common Stock, $0.001 par value per share ("Common Stock")
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 11,280,945
- Date
- 20 Jun 2024
- Ownership
- See footnote
- Footnotes
- F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
Footnote F2
The RSUs shall vest upon the earlier of (i) the one-year anniversary of the date of grant or (ii) the day prior to the Issuer's next annual shareholder meeting following the date of grant.
Footnote F3
Mr. Johnson is deemed to hold the securities reported herein for the benefit of certain affiliated funds (the "Caligan Funds") to which Caligan Partners LP ("Caligan") serves as investment manager and a managed account to which Caligan serves as a consultant, and may, after vesting, if applicable, transfer the securities directly to such Caligan Funds or managed account.
Footnote F4
Since the filing of the Form 4 filed by the Reporting Persons on September 7, 2022, and more than 6 months ago, the managed account to which Caligan serves as a consultant has reduced its holding by 480,000 shares of Common Stock, and accordingly, such shares of Common Stock are no longer included in the total amount of securities beneficially owned that are reported in Column 5.
Footnote F5
Securities held by (i) Caligan Partners Master Fund LP, a Cayman Islands limited partnership, (ii) an affiliated fund to which Caligan serves as investment manager, (iii) managed accounts to which Caligan serves as investment manager, and (iv) a managed account to which Caligan serves as a consultant. Mr. Johnson is the Managing Partner of Caligan and a Managing Member of Caligan Partners GP LLC, the general partner of Caligan.
SEC remarks
Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Caligan may be deemed to be a director by deputization of the Issuer by virtue of the fact that Mr. Johnson currently serves on the Issuer's board of directors.