Robert B. Engel - 23 Jun 2024 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
24 Jun 2024, 16:29:05 UTC
Prior SEC filing
12 Jun 2024
Next SEC filing
08 Aug 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Janet Emerson, as attorney-in-fact for Robert B. Engel

Key filing fact

Robert B. Engel filed Form 4 for HEARTLAND FINANCIAL USA INC on 24 Jun 2024.

Key facts

  • This page summarizes Robert B. Engel's Form 4 filing for HEARTLAND FINANCIAL USA INC.
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 24 Jun 2024, 16:29.

Change

  • Previous filing in this sequence was filed on 12 Jun 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HTLF transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+2,272
Change %
+15%
Price
$0.000000
Shares after
17,155
Date
23 Jun 2024
Ownership
Direct
HTLF holding

Depositary shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
11,000
Date
23 Jun 2024
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HTLF transaction Derivative

2023 Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-2,272
Change %
-100%
Price
$0.000000*
Shares after
0
Date
23 Jun 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,272
Exercise price
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

Footnote F2

Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock

Footnote F3

Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person

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