Frederick J. Leonberger - 18 Jun 2024 Form 4 Insider Report for Lightwave Logic, Inc. (LWLG)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
21 Jun 2024, 16:12:15 UTC
Prior SEC filing
15 Dec 2023
Next SEC filing
26 Dec 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ James S. Marcelli, Attorney-in-fact for Frederick J. Leonberger

Key filing fact

Frederick J. Leonberger filed Form 4 for Lightwave Logic, Inc. (LWLG) on 21 Jun 2024.

Key facts

  • This page summarizes Frederick J. Leonberger's Form 4 filing for Lightwave Logic, Inc. (LWLG).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 21 Jun 2024, 16:12.

Change

  • Previous filing in this sequence was filed on 15 Dec 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LWLG transaction

Common Stock

Award

Transaction value
$0
Shares
+17,241
Change %
+9.6%
Price
$0.000000
Shares after
196,369
Date
18 Jun 2024
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LWLG transaction Derivative

Employee Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+90,000
Change %
+10%
Price
$0.000000
Shares after
965,000
Date
18 Jun 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
90,000
Exercise price
$5.00
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Represents a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, 2,881 shares of restricted stock vested on June 18, 2024, with the remaining restricted stock awards vesting in 10 equal quarterly installments beginning on July 1, 2024, subject to continued service with the Company through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture.

Footnote F2

Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, 45,000 options vested on June 18, 2024, with the remaining options vesting in 6 equal monthly installments beginning on July 1, 2024, subject to continued service with the Company through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture.

Footnote F3

Includes employee stock options to purchase up to 465,000 shares of common stock and warrants to purchase up to 500,000 shares of common stock.

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