Key facts
- This page summarizes W. Keith Maxwell III's Form 4 filing for Via Renewables, Inc. (VIASP).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 17 Jun 2024, 17:21.
W. Keith Maxwell III - 13 Jun 2024 Form 4 Insider Report for Via Renewables, Inc. (VIASP)
- Reporting relationship
- Chief Executive Officer, Director
- Issuer ticker
- VIASP
- Reported as of
- 13 Jun 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 17 Jun 2024, 17:21:49 UTC
- Prior SEC filing
- 21 May 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ W. Keith Maxwell III
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
W. Keith Maxwell III filed Form 4 for Via Renewables, Inc. (VIASP) on 17 Jun 2024.
Change
- Previous filing in this sequence was filed on 21 May 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
VIA
transaction
Class A Common Stock
Disposed to Issuer
- Transaction value
- Shares
- +2,533,205
- Change %
- +321%
- Price
- Shares after
- 3,323,329
- Date
- 13 Jun 2024
- Ownership
- By RetailCo, LLC
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
VIA
transaction
Derivative
Restricted Stock Unit
Disposed to Issuer
- Transaction value
- $0
- Shares
- -9,317
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 13 Jun 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 9,317
- Exercise price
- Footnotes
- F3, F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Pursuant to the Agreement and Plan of Merger, dated as of December 29, 2023 (the "Merger Agreement"), by and among the Company, Retailco, LLC, a Texas limited liability company ("Parent"), and NuRetailco, LLC, a Delaware limited liability company and wholly-owned subsidiary of Parent ("Merger Sub"), each share of capital stock of Merger Sub was converted into and represent one fully-paid and nonassessable share of Class A Common Stock.
Footnote F2
In connection with the transactions under the Merger Agreement, all of the reporting person's shares of Class A Common Stock and Class B Common Stock were conveyed to Parent. Parent is a wholly owned subsidiary of TxEx Energy Investments, LLC.
Footnote F3
Each Restricted Stock Unit represented a right to receive, upon vesting, one share of Class A Common Stock, cash, or a combination of both. Each Restricted Stock Unit included tandem dividend equivalents which would vest upon the same schedule as the underlying Restricted Stock Units.
Footnote F4
Pursuant to the Merger Agreement, all of the reporting person's Restricted Stock Units were cancelled and extinguished for no consideration.
Footnote F5
These Restricted Stock Units were scheduled to vest in full on May 18, 2024.