Key facts
- This page summarizes Mike Barajas's Form 4 filing for Via Renewables, Inc. (VIASP).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 17 Jun 2024, 17:20.
Mike Barajas - 13 Jun 2024 Form 4 Insider Report for Via Renewables, Inc. (VIASP)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- VIASP
- Reported as of
- 13 Jun 2024
- Net transaction value
- -$254,848
- SEC form
- 4
- Accepted by SEC
- 17 Jun 2024, 17:20:30 UTC
- Prior SEC filing
- 21 May 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Mike Barajas, by Barbara Clay, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Mike Barajas filed Form 4 for Via Renewables, Inc. (VIASP) on 17 Jun 2024.
Change
- Previous filing in this sequence was filed on 21 May 2024.
- Current net transaction value: -$254,848.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
VIA
transaction
Class A Common Stock
Disposed to Issuer
- Transaction value
- $96,261
- Shares
- -8,751
- Change %
- -100%
- Price
- $11.00
- Shares after
- 0
- Date
- 13 Jun 2024
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
VIA
transaction
Derivative
Restricted Stock Unit
Disposed to Issuer
- Transaction value
- $158,587
- Shares
- -14,417
- Change %
- -100%
- Price
- $11.00
- Shares after
- 0
- Date
- 13 Jun 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 14,417
- Exercise price
- Footnotes
- F2, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Pursuant to the Agreement and Plan of Merger, dated as of December 29, 2023 (the "Merger Agreement"), by and among the Company, Retailco, LLC, a Texas limited liability company, and NuRetailco LLC, a Delaware limited liability company and wholly-owned subsidiary of Parent, all of the reporting person's Class A Common Stock was acquired for $11.00 per share.
Footnote F2
Each Restricted Stock Unit represents a right to receive, upon vesting, one share of Class A Common Stock, cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Units.
Footnote F3
Pursuant to the Merger Agreement, all of the reporting person's Restricted Stock Units were cancelled, extinguished and converted into $11.00 per Restricted Stock Unit.
Footnote F4
These Restricted Stock Units vest ratably over four years in May of each year starting in the year following the grant.