Key facts
- This page summarizes Bernard J. Clark's Form 4 filing for SCHWAB CHARLES CORP (SCHW).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 14 Jun 2024, 19:07.
Bernard J. Clark - 12 Jun 2024 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)
- Reporting relationship
- MD Head of Advisor Services
- Issuer ticker
- SCHW
- Reported as of
- 12 Jun 2024
- Net transaction value
- -$187,364
- SEC form
- 4
- Accepted by SEC
- 14 Jun 2024, 19:07:44 UTC
- Prior SEC filing
- 30 May 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ P. Blake Allen, Attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Bernard J. Clark filed Form 4 for SCHWAB CHARLES CORP (SCHW) on 14 Jun 2024.
Change
- Previous filing in this sequence was filed on 30 May 2024.
- Current net transaction value: -$187,364.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SCHW
transaction
Common Stock
Options Exercise
- Transaction value
- $424,936
- Shares
- +8,164
- Change %
- Price
- $52.05
- Shares after
- 0
- Date
- 12 Jun 2024
- Ownership
- Direct
- Footnotes
- F1
SCHW
transaction
Common Stock
Sale
- Transaction value
- $612,300
- Shares
- -8,164
- Change %
- -6.3%
- Price
- $75.00
- Shares after
- 121,666
- Date
- 12 Jun 2024
- Ownership
- by Trust
- Footnotes
- F2
SCHW
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,740
- Date
- 12 Jun 2024
- Ownership
- by 401(k)
- Footnotes
- F3
SCHW
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 673
- Date
- 12 Jun 2024
- Ownership
- by ESOP
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SCHW
transaction
Derivative
Nonqualified Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -8,164
- Change %
- -16%
- Price
- $0.000000
- Shares after
- 44,251
- Date
- 12 Jun 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 8,164
- Exercise price
- $52.05
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 4 footnotes
Footnote F1
Reflects the contribution of 8,164 shares received upon exercise of the option to a trust.
Footnote F2
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2024.
Footnote F3
This information is based on a plan statement as of March 31, 2024.
Footnote F4
The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.