Harry Sloan - 12 Jun 2024 Form 4 Insider Report for Ginkgo Bioworks Holdings, Inc. (DNA)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
14 Jun 2024, 16:35:56 UTC
Prior SEC filing
14 May 2024
Next SEC filing
14 Jun 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Karen Tepichin, Attorney-in-Fact

Key filing fact

Harry Sloan filed Form 4 for Ginkgo Bioworks Holdings, Inc. (DNA) on 14 Jun 2024.

Key facts

  • This page summarizes Harry Sloan's Form 4 filing for Ginkgo Bioworks Holdings, Inc. (DNA).
  • 4 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 14 Jun 2024, 16:35.

Change

  • Previous filing in this sequence was filed on 14 May 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

DNA transaction

Class A Common Stock

Options Exercise

Transaction value
Shares
+105,263
Change %
+15%
Price
Shares after
823,803
Date
12 Jun 2024
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

DNA transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares
-105,263
Change %
-100%
Price
Shares after
0
Date
12 Jun 2024
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
105,263
Exercise price
$0.000000
Footnotes
F1, F2
DNA transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+432,900
Change %
Price
$0.000000
Shares after
432,900
Date
13 Jun 2024
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
432,900
Exercise price
$0.000000
Footnotes
F1, F3
DNA transaction Derivative

Stock Option

Award

Transaction value
$0
Shares
+571,428
Change %
Price
$0.000000
Shares after
571,428
Date
13 Jun 2024
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
571,428
Exercise price
$0.4620
Footnotes
F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Footnote F2

In accordance with the Issuer's Non-Employee Director Compensation Program, the RSUs granted on June 16, 2023 vested in full in Class A shares on June 12, 2024, which was the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, and was subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date.

Footnote F3

The vesting date of the RSUs and stock options, and in the case of the stock options the date they become exercisable, will be the earlier of (i) June 13, 2025 or (ii) the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, in either case subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date. The RSUs have no expiration date.

Footnote F4

In accordance with the Issuer's Non-Employee Director Compensation Program, the Black-Scholes value of the option award as of the grant date is $200,000.

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