Myrtle S. Potter - 13 Jun 2024 Form 4 Insider Report for Ginkgo Bioworks Holdings, Inc. (DNA)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
14 Jun 2024, 16:18:08 UTC
Prior SEC filing
13 Jun 2024
Next SEC filing
17 Jun 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Karen Tepichin, Attorney-in-Fact

Key filing fact

Myrtle S. Potter filed Form 4 for Ginkgo Bioworks Holdings, Inc. (DNA) on 14 Jun 2024.

Key facts

  • This page summarizes Myrtle S. Potter's Form 4 filing for Ginkgo Bioworks Holdings, Inc. (DNA).
  • 3 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 14 Jun 2024, 16:18.

Change

  • Previous filing in this sequence was filed on 13 Jun 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

DNA transaction Derivative

Stock Option

Award

Transaction value
$0
Shares
+1,111,111
Change %
Price
$0.000000
Shares after
1,111,111
Date
13 Jun 2024
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
1,111,111
Exercise price
$0.4620
Footnotes
F1, F2
DNA transaction Derivative

Stock Option

Award

Transaction value
$0
Shares
+571,428
Change %
Price
$0.000000
Shares after
571,428
Date
13 Jun 2024
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
571,428
Exercise price
$0.4620
Footnotes
F3, F4
DNA transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+432,900
Change %
Price
$0.000000
Shares after
432,900
Date
13 Jun 2024
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
432,900
Exercise price
$0.000000
Footnotes
F4, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

In accordance with the Non-Employee Director Compensation Program of the Issuer, the Black-Scholes value of the initial option award as of the grant date is $400,000.

Footnote F2

The initial stock options shall vest and become exercisable in substantially equal installments on each of the first three anniversaries of the date of grant, such that the initial stock options shall be fully vested on the third anniversary of the date of grant, subject to the Reporting Person continuing in service as a Non-Employee Director through such date.

Footnote F3

In accordance with the Non-Employee Director Compensation Program of the Issuer, the Black-Scholes value of the additional initial option award as of the grant date is $200,000.

Footnote F4

The vesting date of the RSUs and additional initial options, and in the case of the additional initial options, the exercise date, will be the day immediately prior to the date of the next Annual Meeting of Shareholders of the Issuer occurring after the date of grant, in either case, subject to the Reporting Person continuing in service as a Non-Employee Director through such date.

Footnote F5

Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

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