Sara Jane Baack - 01 Sep 2021 Form 4 Insider Report for EQUINIX INC (EQIX)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
03 Sep 2021, 16:11:04 UTC
Prior SEC filing
04 Aug 2021
Next SEC filing
01 Jul 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Samantha Lagocki, POA

Key filing fact

Sara Jane Baack filed Form 4 for EQUINIX INC (EQIX) on 03 Sep 2021.

Key facts

  • This page summarizes Sara Jane Baack's Form 4 filing for EQUINIX INC (EQIX).
  • 7 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 03 Sep 2021, 16:11.

Change

  • Previous filing in this sequence was filed on 04 Aug 2021.
  • Current net transaction value: -$384,523.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

EQIX transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+438
Change %
+3.3%
Price
$0.000000
Shares after
13,755
Date
01 Sep 2021
Ownership
Direct
EQIX transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+132
Change %
+0.96%
Price
$0.000000
Shares after
13,887
Date
01 Sep 2021
Ownership
Direct
EQIX transaction

Common Stock

Sale

Transaction value
$173,210
Shares
-200
Change %
-1.4%
Price
$866.05
Shares after
13,687
Date
02 Sep 2021
Ownership
Direct
Footnotes
F1
EQIX transaction

Common Stock

Sale

Transaction value
$2,593
Shares
-3
Change %
-0.02%
Price
$864.40
Shares after
13,684
Date
02 Sep 2021
Ownership
Direct
Footnotes
F2, F3
EQIX transaction

Common Stock

Sale

Transaction value
$208,720
Shares
-241
Change %
-1.8%
Price
$866.06
Shares after
13,443
Date
02 Sep 2021
Ownership
Direct
Footnotes
F2, F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

EQIX transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
-438
Change %
-33%
Price
$0.000000
Shares after
874
Date
01 Sep 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
438
Exercise price
$0.000000
Footnotes
F5, F6
EQIX transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
-132
Change %
-25%
Price
$0.000000
Shares after
396
Date
01 Sep 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
132
Exercise price
$0.000000
Footnotes
F6, F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

Shares sold pursuant to a 10b5-1 Trading Plan.

Footnote F2

Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $864.35 to $864.42, inclusive. The reporting person undertakes to provide to Equinix, Inc, any security holder of Equinix Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 4 to this Form 4.

Footnote F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $865.99 to $866.19 inclusive.

Footnote F5

Vesting is dependent upon continuous active service as an employee or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 16.67% of the RSUs vesting on March 1, 2019 and an additional 16.67% of the RSUs vesting every 6 months thereafter until fully vested..

Footnote F6

Restricted stock unit award expires upon reporting person's termination of service.

Footnote F7

Vesting is dependent upon continuous active service as an employee or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 16.67% of the RSUs vesting on September 1, 2020 and an additional 16.67% of the RSUs vesting every 6 months thereafter until fully vested.

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