Key facts
- This page summarizes Anil Kapur's Form 4 filing for GERON CORP (GERN).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 12 Jun 2024, 16:05.
Anil Kapur - 10 Jun 2024 Form 4 Insider Report for GERON CORP (GERN)
- Reporting relationship
- EVP, Corp Strategy & CCO
- Issuer ticker
- GERN
- Reported as of
- 10 Jun 2024
- Net transaction value
- -$1,512,422
- SEC form
- 4
- Accepted by SEC
- 12 Jun 2024, 16:05:04 UTC
- Prior SEC filing
- 07 Jun 2024
- Next SEC filing
- 20 Jun 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Scott A. Samuels for Anil Kapur
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Anil Kapur filed Form 4 for GERON CORP (GERN) on 12 Jun 2024.
Change
- Previous filing in this sequence was filed on 07 Jun 2024.
- Current net transaction value: -$1,512,422.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GERN
transaction
Common Stock
Options Exercise
- Transaction value
- $447,188
- Shares
- +421,875
- Change %
- Price
- $1.06
- Shares after
- 421,875
- Date
- 10 Jun 2024
- Ownership
- Direct
GERN
transaction
Common Stock
Sale
- Transaction value
- $1,959,609
- Shares
- -421,875
- Change %
- -100%
- Price
- $4.64
- Shares after
- 0
- Date
- 10 Jun 2024
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GERN
transaction
Derivative
Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -421,875
- Change %
- -56%
- Price
- $0.000000
- Shares after
- 328,125
- Date
- 10 Jun 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 421,875
- Exercise price
- $1.06
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transacations at price ranging from $4.52 to $4.74, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each seperate price within the range set forth in this footnote.
Footnote F2
This option vests in a series of 48 consecutive equal monthly installments commencing February 16, 2022 (of which 421,875 shares were vested as of the exercise date), provided the optionee continues to provide services to the Company.