Key facts
- This page summarizes Patricia Trompeter's Form 4 filing for Sphere 3D Corp. (ANY).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 11 Jun 2024, 20:36.
Patricia Trompeter - 07 Jun 2024 Form 4 Insider Report for Sphere 3D Corp. (ANY)
- Reporting relationship
- CEO, Director
- Issuer ticker
- ANY
- Reported as of
- 07 Jun 2024
- Net transaction value
- -$171,450
- SEC form
- 4
- Accepted by SEC
- 11 Jun 2024, 20:36:01 UTC
- Prior SEC filing
- 23 May 2024
- Next SEC filing
- 12 Jun 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Denise Garrett, as Attorney-in-Fact for Patricia Trompeter
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Patricia Trompeter filed Form 4 for Sphere 3D Corp. (ANY) on 11 Jun 2024.
Change
- Previous filing in this sequence was filed on 23 May 2024.
- Current net transaction value: -$171,450.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ANY
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +571,608
- Change %
- +446%
- Price
- Shares after
- 699,687
- Date
- 07 Jun 2024
- Ownership
- Direct
- Footnotes
- F1
ANY
transaction
Common Stock
Sale
- Transaction value
- $171,450
- Shares
- -150,000
- Change %
- -21%
- Price
- $1.14
- Shares after
- 549,687
- Date
- 11 Jun 2024
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ANY
transaction
Derivative
Restricted Stock Unit (RSU)
Options Exercise
- Transaction value
- Shares
- -571,608
- Change %
- -46%
- Price
- Shares after
- 674,107
- Date
- 07 Jun 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 571,608
- Exercise price
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.
Footnote F2
This transaction represents the sale of shares by the reporting person to satisfy the issuer???s tax withholding obligations in connection with the release of vested RSUs on June 7, 2024. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.12 to $1.20, inclusive.
Footnote F3
The RSUs reported under Column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 17,857 shares vest 4/8/25 and (ii) 93,750 vest quarterly beginning 6/30/24 until 12/31/25.