Key facts
- This page summarizes Bowen S. Diehl's Form 4 filing for CAPITAL SOUTHWEST CORP (CSWC).
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 11 Jun 2024, 16:06.
Bowen S. Diehl - 09 Jun 2024 Form 4 Insider Report for CAPITAL SOUTHWEST CORP (CSWC)
- Reporting relationship
- President and CEO, Director
- Issuer ticker
- CSWC
- Reported as of
- 09 Jun 2024
- Net transaction value
- -$671,646
- SEC form
- 4
- Accepted by SEC
- 11 Jun 2024, 16:06:28 UTC
- Prior SEC filing
- 16 Nov 2023
- Next SEC filing
- 29 Oct 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Bowen S. Diehl
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Bowen S. Diehl filed Form 4 for CAPITAL SOUTHWEST CORP (CSWC) on 11 Jun 2024.
Change
- Previous filing in this sequence was filed on 16 Nov 2023.
- Current net transaction value: -$671,646.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CSWC
transaction
Common Stock
Tax liability
- Transaction value
- $220,067
- Shares
- -8,422
- Change %
- -3.6%
- Price
- $26.13
- Shares after
- 226,225
- Date
- 09 Jun 2024
- Ownership
- Direct
- Footnotes
- F1
CSWC
transaction
Common Stock
Tax liability
- Transaction value
- $451,579
- Shares
- -17,282
- Change %
- -7.6%
- Price
- $26.13
- Shares after
- 208,943
- Date
- 10 Jun 2024
- Ownership
- Direct
- Footnotes
- F1
CSWC
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +95,000
- Change %
- +45%
- Price
- $0.000000
- Shares after
- 303,943
- Date
- 10 Jun 2024
- Ownership
- Direct
- Footnotes
- F2
CSWC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 374,481
- Date
- 09 Jun 2024
- Ownership
- By PHC Investments, LLC
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2010 Restricted Stock Award Plan and the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.
Footnote F2
Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan.
Footnote F3
PHC Investments, LLC is fifty percent owned by the reporting person and fifty percent owned by his spouse.