Nola E. Masterson - 05 Jun 2024 Form 4 Insider Report for Zivo Bioscience, Inc. (ZIVO)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
06 Jun 2024, 18:28:46 UTC
Prior SEC filing
14 Jun 2023
Next SEC filing
13 Jun 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Nola E. Masterson

Key filing fact

Nola E. Masterson filed Form 4 for Zivo Bioscience, Inc. (ZIVO) on 06 Jun 2024.

Key facts

  • This page summarizes Nola E. Masterson's Form 4 filing for Zivo Bioscience, Inc. (ZIVO).
  • 7 reported transactions and 5 derivative rows are listed below.
  • Accepted by SEC: 06 Jun 2024, 18:28.

Change

  • Previous filing in this sequence was filed on 14 Jun 2023.
  • Current net transaction value: +$676,130.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ZIVO transaction

Common Stock

Award

Transaction value
Shares
+30,010
Change %
+3465%
Price
Shares after
30,876
Date
05 Jun 2024
Ownership
Direct
Footnotes
F3
ZIVO transaction

Common Stock

Award

Transaction value
$676,130
Shares
+84,941
Change %
+275%
Price
$7.96
Shares after
115,817
Date
05 Jun 2024
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ZIVO transaction Derivative

Nonstatutory Stock Option to Purchase Common Stock

Disposed to Issuer

Transaction value
Shares
-1,902
Change %
-100%
Price
Shares after
0
Date
05 Jun 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,902
Exercise price
$26.88
Footnotes
F1, F2, F3
ZIVO transaction Derivative

Nonstatutory Stock Option to Purchase Common Stock

Disposed to Issuer

Transaction value
Shares
-4,333
Change %
-100%
Price
Shares after
0
Date
05 Jun 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,333
Exercise price
$33.00
Footnotes
F1, F2, F3
ZIVO transaction Derivative

Nonstatutory Stock Option to Purchase Common Stock

Disposed to Issuer

Transaction value
Shares
-2,632
Change %
-100%
Price
Shares after
0
Date
05 Jun 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,632
Exercise price
$21.66
Footnotes
F1, F2, F3
ZIVO transaction Derivative

Nonstatutory Stock Option to Purchase Common Stock

Disposed to Issuer

Transaction value
Shares
-707
Change %
-100%
Price
Shares after
0
Date
05 Jun 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
707
Exercise price
$17.16
Footnotes
F1, F2, F3
ZIVO transaction Derivative

Nonstatutory Stock Option to Purchase Common Stock

Disposed to Issuer

Transaction value
Shares
-3,626
Change %
-100%
Price
Shares after
0
Date
05 Jun 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,626
Exercise price
$16.74
Footnotes
F1, F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The share amount and exercise price have been adjusted from the amount reported on a previous Form 4 to reflect a 1 for 6 reverse stock split of the Issuer's stock in October 2023.

Footnote F2

The canceled options were fully vested.

Footnote F3

The Issuer canceled options for an aggregate 13,200 shares of the Issuer's common stock granted to the Reporting Person on 10/12/2021, 10/21/2021, 7/28/2022, 12/16/2022, and 6/12/2023. In exchange for the canceled options, the Reporting Person received 30,010 shares of restricted stock.

Footnote F4

The canceled option was issued pursuant to the 2021 Equity Incentive Plan on 6/12/2023 and vests as follows: 25% on the first three 3-month anniversaries of the grant, and 25% on the day prior to the Company's 2024 Annual Meeting of Stockholders, subject to the reporting person's continuous service on each applicable vesting date.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .