Key facts
- This page summarizes Lawrence E. Golub's Form 4 filing for Golub Capital BDC 3, Inc..
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 05 Jun 2024, 16:25.
Lawrence E. Golub - 03 Jun 2024 Form 4 Insider Report for Golub Capital BDC 3, Inc.
- Reporting relationship
- Chairman, Director
- Issuer ticker
- N/A
- Reported as of
- 03 Jun 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 05 Jun 2024, 16:25:50 UTC
- Prior SEC filing
- 23 May 2024
- Next SEC filing
- 14 Jun 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Lawrence E. Golub
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Lawrence E. Golub filed Form 4 for Golub Capital BDC 3, Inc. on 05 Jun 2024.
Change
- Previous filing in this sequence was filed on 23 May 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
No ticker
transaction
Common Stock, par value $0.001 per share
Disposed to Issuer
- Transaction value
- Shares
- -1,948,452
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 03 Jun 2024
- Ownership
- By GCOP LLC
- Footnotes
- F1, F2
No ticker
transaction
Common Stock, par value $0.001 per share
Disposed to Issuer
- Transaction value
- Shares
- -1,834,523
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 03 Jun 2024
- Ownership
- By GEMS Fund 4, L.P.
- Footnotes
- F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Disposed of pursuant to the Agreement and Plan of Merger, dated as of January 16, 2024 (as amended, the "Merger Agreement"), by and among the issuer, Golub Capital BDC, Inc. ("GBDC"), Park Avenue Subsidiary Inc., GC Advisors LLC, and, for certain limited purposes, Golub Capital LLC in exchange for 1,780,496 shares of GBDC common stock and a cash payment of $3.58 in lieu of fractional shares of GBDC common stock. The market price of GBDC common stock at the close of trading on May 31, 2024, the last trading day prior to closing of the merger, was $16.57.
Footnote F2
Due to his control of GCOP LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.
Footnote F3
Disposed of pursuant to the Merger Agreement in exchange for 1,676,387 shares of GBDC common stock and a cash payment of $6.71 in lieu of fractional shares of GBDC common stock. The market price of GBDC common stock at the close of trading on May 31, 2024, the last trading day prior to closing of the merger, was $16.57.
Footnote F4
Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of common stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.